Richard S. Scafidi

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CRD#: 1492828

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Stephen Scafidi JR, who also goes by Richard Stephen Scafidi, Richard Steven Scafidi Jr, Richard Scafiti, was a registered financial advisor .

Richard is a previously registered financial advisor and started their career in finance in 1987. Richard had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Stephen Scafidi | Richard Steven Scafidi Jr | Richard Scafiti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 30, 2008 - October 29, 2009

CORNERSTONE SELECT ADVISORS, LLC

RIA

CRD#: 144044

NAPLES, FL

Past

September 16, 2004 - February 13, 2012

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

NAPLES, FL

Past

July 19, 2002 - February 13, 2012

SAXONY SECURITIES, INC.

CRD#: 115547

NAPLES, FL

Past

January 9, 2002 - July 12, 2002

MUTUAL SECURITIES, INC.

CRD#: 13092

CAMARILLO, CA

Past

September 29, 2001 - December 31, 2001

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

May 3, 1999 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

February 20, 1995 - March 25, 1999

CAPITAL SECURITIES OF AMERICA, INC.

CRD#: 36405

HARTVILLE, OH

Past

November 29, 1993 - May 5, 1994

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

March 16, 1993 - October 25, 1993

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

April 29, 1987 - March 16, 1993

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE SELECT ADVISORS, LLC

CRD#: 144044 / SEC#: 801-113472

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

California

Registered Investment Advisory firm - (12/31/2011 Terminated)

Illinois

Registered Investment Advisory firm - (6/21/2018 Terminated)

Missouri

Registered Investment Advisory firm - (6/27/2018 Terminated)

New York

Registered Investment Advisory firm - (6/27/2018 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2012 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1987

General Securities Principal Examination

Current Firm

CORNERSTONE SELECT ADVISORS, LLC

CRD#: 144044 / SEC#: 801-113472

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

California

Registered Investment Advisory firm - (12/31/2011 Terminated)

Illinois

Registered Investment Advisory firm - (6/21/2018 Terminated)

Missouri

Registered Investment Advisory firm - (6/27/2018 Terminated)

New York

Registered Investment Advisory firm - (6/27/2018 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2012 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2018 Terminated)

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Contact information

Main Address

13171 Olive Boulevard Suite 302, St. Louis, MO 63141

Mailing Address

Phone number

(314) 862-5155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNERSTONE SELECT COMBINED BOCHURE AND SUPPLEMENT (5/7/2025)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 234,036,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard S. Scafidi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

MUTUAL SECURITIES, INC.

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

CAPITAL SECURITIES OF AMERICA, INC.

BOLTON GLOBAL CAPITAL

G.R. STUART & COMPANY, INC.

FINANCIAL SECURITIES NETWORK,INC.

Primary Firm SEC Registration

CORNERSTONE SELECT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/1987

Series 7

Date: 4/25/1987

Series 24

Date: 10/27/1987

Current Firm

CORNERSTONE SELECT ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE SELECT ADVISORS, LLC

TRUST BUT VERIFY

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