Donald A. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Arthur Bailey was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1988 - July 22, 2011
TAG WEALTH MANAGEMENT, LLC
April 28, 1986 - March 3, 1990
BAILEY, MARTIN & APPEL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAG WEALTH MANAGEMENT, LLC
CRD#: 1357 / SEC#: , 8-14485
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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