Charles R. Green

OSAIC WEALTH

Fort Worth, TX 76102

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CRD#: 1491989

Professional summary

Charles R. Green, who also goes by Charles Ray Green, Chuck Green, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Fort Worth, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Ray Green | Chuck Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)CHARLES R. GREEN & ASSOCIATES POSITION: Agent/Representative NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1981 ADDRESS: 1612 Summit Ave, Ste 350, FORT WORTH TX 76102, United States DESCRIPTION: Insurance agent for term, long term care, VUL, UL, whole life, fixed annuities, equity indexed annuities 2) CHARLES R. GREEN POSITION: owner/trustee NATURE: Personal and Inherited Oil & Mineral Rights from family INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2007; ADDRESS: 1612 Summit Ave, Suite 350, Fort Worth TX 76102, United States DESCRIPTION: Charles R. Green as owner receives inherited Oil & Mineral Rights from: Oxy USA WTP LP, Cobra Oil & Gas Corporation, Oklahoma Mineral. Charles R. Green as owner receives Oil & Mineral Rights from Plains Marketing (Royal Interest). Charles R. Green as trustee/owner receives Oil & Mineral Rights from Plain Marketing (Royal Interest) and Chesapeake Energy. 3) 5 G LAND AND CATTLE COMPANY LP POSITION: Managing Partner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 16045 Hwy 16, Comanche TX 76442, United States DESCRIPTION: Family Cattle Ranch and Deer Hunting Ranch / Outfitter 5) DEER LEASE UNDER 5G LAND AND CATTLE CO LP POSITION: Managing Partner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: 16045 Hwy 16, Comanche TX 76442, United States DESCRIPTION: Leasing/rent approximately 900 acres for deer hunting 6. CHARLES R. GREEN POSITION: vacation timeshare club owner NATURE: Vacation Timeshare inherited from my father INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2007 ADDRESS: Kalapaki Beach Marriott Vacation Club, 3610 Rice St, Lihue HI 96766, United States DESCRIPTION: Inherited a vacation timeshare from my father. Personal and family use - one week per year 7.CHARLES R. GREEN (EXECUTOR) POSITION: Executor NATURE: Executor of Estate of Non-Immediate Family Member - William Green - cousin. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 1612 Summit Ave, Suite 350, Fort Worth TX 76102, United States DESCRIPTION: William Green has asked me to be the executor of his estate when he passes. 8. CRESSON COMMUNITY CHURCH POSITION: Board Member NATURE: 12 member Church which includes the 5 board members INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2024 ADDRESS: 110 S Cooks Rd, Cresson TX 76035, United States DESCRIPTION: Help guide the church 9. CHARLES R. GREEN POSITION: vacation timeshare club owner NATURE: Vacation Timeshare inherited from my father INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2007 ADDRESS: Kalapaki Beach Marriott Vacation Club, 3610 Rice St, Lihue HI 96766, United States DESCRIPTION: Inherited a vacation timeshare from my father. Personal and family use - one week per year

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles R. Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Charles R. Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1612 Summit Ave Suite 350, Fort Worth, TX 76102

RIA

CRD#: 23131

Fort Worth, TX

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1612 Summit Ave Suite 350, Fort Worth, TX 76102

RIA

CRD#: 23131

Fort Worth, TX

Past

October 8, 2015 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

FORT WORTH, TX

Past

October 8, 2015 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

FORT WORTH, TX

Past

August 27, 2012 - October 8, 2015

FIRST WESTERN SECURITIES, INC.

RIA

CRD#: 19537

FORT WORTH, TX

Past

April 27, 1995 - October 8, 2015

FIRST WESTERN SECURITIES, INC.

CRD#: 19537

FORT WORTH, TX

Past

December 9, 1987 - April 25, 1995

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/1/2023)

Arkansas
(9/1/2023)

California
(9/1/2023)

Colorado
(9/1/2023)

Florida
(9/1/2023)

IAR

Florida
(9/1/2023)

Georgia
(9/1/2023)

Illinois
(9/1/2023)

Indiana
(12/19/2024)

Kentucky
(9/1/2023)

Louisiana
(9/1/2023)

Michigan
(9/1/2023)

Mississippi
(9/1/2023)

Missouri
(9/11/2023)

Nevada
(9/1/2023)

New Jersey
(9/1/2023)

North Carolina
(9/1/2023)

IAR

North Carolina
(9/1/2023)

Ohio
(9/1/2023)

Oklahoma
(9/1/2023)

Oregon
(9/1/2023)

Pennsylvania
(2/5/2025)

South Carolina
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(9/1/2023)

Vermont
(9/1/2023)

Virginia
(9/1/2023)

Washington
(9/1/2023)

Wisconsin
(10/3/2024)

Wyoming
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/8/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles R. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles R. Green's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Charles R. Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

FIRST WESTERN SECURITIES, INC.

FIRST WESTERN SECURITIES, INC.

FIDELITY EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2012

Series 63

Date: 12/31/1987

SIE

Date: 10/1/2018

Series 6

Date: 12/8/1987

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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