Gabriel G. Tessar

TRIDENT ADVISORS LLC

Woodbury, NY 11797

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CRD#: 1491923

Professional summary

Gabriel Gerard Tessar, who also goes by Gabe Tessar, Gabriel G Tessar, is a registered financial advisor currently at TRIDENT ADVISORS LLC located in Woodbury, New York and TRIDENT PARTNERS LTD. located in Holbrook, New York.

Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Gabriel has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gabe Tessar | Gabriel G Tessar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/12/2012: TESSAR WEALTH MANAGEMENT INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Set Up solely for income tax purposes and to record related expenses - 1% TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Gerard Tessar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2019 - Present

TRIDENT ADVISORS LLC

Office #1: 181 Crossways Park Drive, Woodbury, NY 11797

RIA

CRD#: 145231

Woodbury, NY

Current

October 16, 2017 - Present

TRIDENT PARTNERS LTD.

Office #1: 321 Dante Court Suite A2, Holbrook, NY 11741

CRD#: 41258

Holbrook, NY

Past

June 29, 2012 - December 31, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORT JEFFERSON, NY

Past

June 29, 2012 - October 30, 2017

LPL FINANCIAL LLC

CRD#: 6413

PORT JEFFERSON, NY

Past

June 21, 2011 - July 12, 2012

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

MELVILLE, NY

Past

January 3, 2005 - July 12, 2012

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

PORT JEFFERSON STATION, NY

Past

January 2, 2004 - January 3, 2005

GREENPOINT SECURITIES LLC

CRD#: 127042

LAKE SUCCESS, NY

Past

June 5, 1997 - January 2, 2004

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

January 16, 1997 - May 27, 1997

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

August 25, 1992 - May 21, 1997

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

September 4, 1990 - May 6, 1991

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

September 18, 1989 - June 19, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 22, 1989 - September 20, 1989

TAMARON INVESTMENTS, INC.

CRD#: 14929

ENGLEWOOD, CO

Past

March 23, 1989 - June 26, 1989

SECURITIES USA, INC.

CRD#: 14799

ENGLEWOOD, CO

Past

March 3, 1989 - March 27, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

July 25, 1988 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

HAUPPAGUE, NY

Past

April 23, 1986 - July 28, 1988

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/22/2019)

California
(1/9/2018)

Connecticut
(8/5/2022)

Florida
(1/10/2018)

Georgia
(1/2/2018)

Massachusetts
(1/16/2018)

New Jersey
(1/9/2018)

IAR

New Jersey
(2/22/2019)

New York
(10/16/2017)

North Carolina
(10/20/2017)

Oregon
(3/24/2022)

Vermont
(1/4/2018)

Wisconsin
(1/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRIDENT ADVISORS LLC

MADISON GLOBAL PARTNERS LLC | TRIDENT ADVISORS LLC

CRD#: 145231 / SEC#:

California

Registered Investment Advisory firm - (4/11/2008 Approved)

Connecticut

Registered Investment Advisory firm - (1/14/2013 Approved)

Florida

Registered Investment Advisory firm - (3/19/2009 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (1/15/2013 Approved)

New York

Registered Investment Advisory firm - (4/1/2013 Approved)

North Carolina

Registered Investment Advisory firm - (3/24/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

181 Crossways Park Drive, Woodbury, NY 11797

Mailing Address

Phone number

(516) 681-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 12,185,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gabriel G. Tessar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Gerard Tessar's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIDENT PARTNERS LTD.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

GREENPOINT SECURITIES LLC

ESSEX NATIONAL SECURITIES, LLC

FIS SECURITIES, INC.

FLEET ENTERPRISES, INC.

ROBERT THOMAS SECURITIES, INC

LEHMAN BROTHERS INC.

TAMARON INVESTMENTS, INC.

SECURITIES USA, INC.

J. W. GANT & ASSOCIATES, INC.

INVESTORS CENTER, INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2011

Series 63

Date: 5/21/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

FINRA

Current Firm

TRIDENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRIDENT ADVISORS LLC

TRUST BUT VERIFY

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