JR
Julie M. Ridgeway
CETERA INVESTMENT ADVISERS LLC
ROSEVILLE, CA 95661
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CRD#: 1491676
JR
Professional summary
Julie Marie Ridgeway, who also goes by Julie Marie Chester, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Roseville, California and CETERA WEALTH SERVICES, LLC located in Roseville, California.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Julie has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julie Marie Chester
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CHESTER AND ASSOCIATES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: DBA FOR INSURANCE AND FINANCIAL SERVICES;
START DATE: 1985;
POSITION/TITLE/RELATIONSHIP: REGISTERED REP;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND INSURANCE SERVICES;
2. FIXED INSURANCE PRODUCTS: LIFE, ANNUITIES, AND LTC.
3. NAME OF OTHER BUSINESS: ROLLING HILLS RANCH, LLC ;
INVESTMENT RELATED: NO ;
ADDRESS: 5001 AUBURN FOLSOM RD, LOOMIS, CA 95650 ;
NATURE OF BUSINESS: BREED, SHOW AND SELL HORSES ;
START DATE: 12/2012 ;
POSITION/TITLE/RELATIONSHIP: PARTNER ;
APX NUMBER OF HOURS PER WEEK: 4 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 4 ;
BRIEF DESCRIPTION OF DUTIES: OVERSEE BREEDING OF HORSES. SHOWING OF HORSES AND TO ASSIST IN SALES DECISIONS ;
CRS (Client Relationship Summary) - RIA
Click below to view Julie Marie Ridgeway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2530 Douglas Blvd Ste 100, Roseville, CA 95661RIA
CRD#: 105644
ROSEVILLE, CA
Current
February 16, 2011 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2380 Professional Dr, Roseville, CA 95661BD
CRD#: 13572
Roseville, CA
Past
February 17, 2011 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 30, 2001 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
ROSEVILLE, CA
Past
May 29, 2001 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
ROSEVILLE, CA
Past
December 18, 1998 - May 29, 2001
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
April 24, 1996 - August 19, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
March 31, 1994 - December 18, 1998
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
April 22, 1991 - March 28, 1994
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
April 1, 1987 - December 31, 1989
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
June 23, 1986 - December 19, 1986
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
Past
April 25, 1986 - April 13, 1987
TRIPLE CHECK FINANCIAL SERVICES, INC.
BD
CRD#: 13344
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/9/2016)
RR
California(2/16/2011)
IAR
California(6/29/2023)
RR
Florida(11/17/2020)
RR
Hawaii(1/5/2023)
RR
Idaho(1/23/2018)
RR
Louisiana(1/4/2024)
RR
Minnesota(1/4/2024)
RR
Nebraska(12/17/2014)
RR
Nevada(11/15/2019)
RR
Oregon(2/26/2018)
RR
Texas(3/18/2024)
IAR
Texas(3/18/2024)
RR
Utah(10/25/2017)
RR
Washington(2/16/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Roseville, CA 95661TRUST BUT VERIFY
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