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SL

Samuel Lees

LEES MONSOUR GROUP
Shreveport, LA 71106
Some features on this profile are disabled
CRD#: 1491519
SL

Professional summary

Samuel Lees, who also goes by Sam Lees, is a registered financial advisor currently at LEES MONSOUR GROUP located in Shreveport, Louisiana.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Samuel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sam Lees

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lloyds of Sophia, LLC - 289 Captain H.M. Shreve Blvd, Shreveport, LA - not investment related - 33% Owner - LLC for limousine/no rentals/personal use only - March 2010 - 0 hours devoted to the other business - 0 hours devoted during securities trading hours. Licensed insurance professional; same address; less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lees's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 2022 - Present

LEES MONSOUR GROUP

Office #1: 9335 Ellerbe Road, Shreveport, LA 71106
RIA
CRD#: 318023
Shreveport, LA
Past

February 14, 2014 - March 30, 2022

STEPHENS

RIA
CRD#: 3496
SHREVEPORT, LA
Past

February 14, 2014 - March 30, 2022

STEPHENS

BD
CRD#: 3496
SHREVEPORT, LA
Past

November 18, 2010 - February 26, 2014

MORGAN STANLEY

RIA
CRD#: 149777
SHREVEPORT, LA
Past

June 1, 2009 - February 26, 2014

MORGAN STANLEY

BD
CRD#: 149777
SHREVEPORT, LA
Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SHREVEPORT, LA
Past

October 17, 1988 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

June 24, 1986 - October 17, 1988

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

BD
CRD#: 414

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LM
LEES MONSOUR GROUP
LEES MONSOUR GROUP | LMG WEALTH PARTNERS, LLC

CRD#: 318023 / SEC#: 801-123403

RIA
Registered Investment Advisory firm - (3/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(3/11/2022)
IAR
Texas
(7/9/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/21/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/17/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1986
General Securities Representative Examination

Current Firm

LM
LEES MONSOUR GROUP
LEES MONSOUR GROUP | LMG WEALTH PARTNERS, LLC

CRD#: 318023 / SEC#: 801-123403

RIA
Registered Investment Advisory firm - (3/9/2022 Approved)
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Contact information

Main Address
9335 Ellerbe Road, Shreveport, LA 71106
Mailing Address
Phone number
(318) 506-8635
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LMG WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (5/5/2025)

Regulatory assets under management

Total Number of Accounts1,199
AUM (Assets Under Management)$ 612,190,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEES MONSOUR GROUP

CRD#: 318023Shreveport, LA 71106

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