Matthew P. Mintzer
Professional summary
Matthew Peter Mintzer is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in White Plains, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1986. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Peter Mintzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2019 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 701 Westchester Avenue Suite 320e, White Plains, NY 10604February 15, 2017 - November 6, 2019
CETERA WEALTH SERVICES, LLC
August 5, 2011 - February 17, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 10, 2005 - August 4, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
July 28, 1999 - February 22, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 9, 1989 - August 17, 1993
DELAWARE DISTRIBUTORS, L.P.
April 25, 1986 - August 13, 1987
NEWCOMB AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2019)
Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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