Scott A. Lucas

INVICTA ADVISORS LLC

Worthington, OH 43085

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CRD#: 1489956

Professional summary

Scott Alan Lucas is a registered financial advisor currently at INVICTA ADVISORS LLC located in Worthington, Ohio and INVICTA CAPITAL LLC located in Worthington, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Lucas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2019 - Present

INVICTA ADVISORS LLC

Office #1: 947 Worthington Woods Loop Road, Worthington, OH 43085

RIA

CRD#: 298868

Worthington, OH

Current

October 4, 2019 - Present

INVICTA CAPITAL LLC

Office #1: 947 Worthington Woods Loop Road, Worthington, OH 43085

CRD#: 288101

Worthington, OH

Past

March 28, 2014 - December 31, 2019

WISDOM WEALTH INVESTMENT ADVISORS LLC

RIA

CRD#: 170536

WORTHINGTON, OH

Past

August 19, 1999 - September 24, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

WORTHINGTON, OH

Past

September 23, 1998 - October 16, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

WORTHINGTON, OH

Past

April 29, 1986 - September 30, 1998

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/4/2019)

Colorado
(12/7/2023)

Connecticut
(10/17/2019)

Florida
(1/2/2020)

Georgia
(11/1/2019)

Indiana
(11/4/2019)

Michigan
(11/1/2019)

IAR

Ohio
(10/3/2019)

Ohio
(10/17/2019)

IAR

Pennsylvania
(10/3/2019)

Pennsylvania
(10/18/2019)

Texas
(10/31/2019)

Virginia
(11/4/2019)

West Virginia
(11/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/28/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

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Contact information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

Phone number

(412) 349-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 183,496,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Lucas's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVICTA CAPITAL LLC

WISDOM WEALTH INVESTMENT ADVISORS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BMA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

INVICTA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/1987

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2007

Series 6

Date: 4/28/1986

FINRA

Current Firm

INVICTA ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVICTA ADVISORS LLC

TRUST BUT VERIFY

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