SL
Scott A. Lucas
INVICTA ADVISORS LLC
Worthington, OH 43085
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CRD#: 1489956
SL
Professional summary
Scott Alan Lucas is a registered financial advisor currently at INVICTA ADVISORS LLC located in Worthington, Ohio and INVICTA CAPITAL LLC located in Worthington, Ohio.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA AND INSURANCE: LUCAS FINANCIAL SERVICES, INC.; INVESTMENT RELATED; 947 WORTHINGTON WOODS LOOP DRIVE WORTHINGTON OH 43085; FINANCIAL SERVICES;FIXED INSURANCE SALES; OWNER/PRESIDENT; STARTED 05/01/1985; NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 40 NITEMAGIC /THE RENAISSANCE POSITION: PLANNER/HOST NATURE: NEW YEARS EVE PARTY INVESTMENT RELATED: NO NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 0 START DATE: 11/01/2013 ADDRESS: 50 N THIRD ST, COLUMBUS OH 43215 DESCRIPTION: WE PLAN,ORGANIZE, HOST AND SELL TICKETS TO THE EVENT. IT IS MARKETED THOUGH FREE LOCAL PR AND A WEBSITE WWW.NEWYEARSEVEPARTYCOLUMBUS.COM IT IS NOT A CLIENT EVENT OR A LUCAS FINANCIAL EVENT. THERE ARE PEOPLE THERE THAT ARE GOOD FRIENDS THAT ALSO HAPPEN TO BE CLIENTS. THEY MAKE UP A VERY SMALL NUMBER OF THE ROUGHLY 1300 PERSON CROWD. THIS ONLY HAPPENS OVER THE LAST 6 WEEKS OF THE YEAR AND I PROBABLY HAVE 20-30 HOURS IN IT. NET IS PROBABLY ABOUT $15,000 FOR THE EVENT. Invicta Advisors POSITION: IAR NATURE: RIA INVESTMENT RELATED: YES NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 30 START DATE: 01/17/2014 ADDRESS: 947 WORTHINGTON WOODS LOOP RD, WORTHINGTON OH 43085 WISDOM TAX GROUP, LLC POSITION: Owner NATURE: Tax prep, accounting, advice INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 12/07/2018 ADDRESS: 947 Worthington Woods Loop Rd, Worthington OH 43085, United States DESCRIPTION: This is a Happy Tax Franchise. I would be a franchisee owner and market tax services to be prepared by a licensed CPA
CRS (Client Relationship Summary) - RIA
Click below to view Scott Alan Lucas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2019 - Present
INVICTA ADVISORS LLC
Office #1: 947 Worthington Woods Loop Road, Worthington, OH 43085RIA
CRD#: 298868
Worthington, OH
Current
October 4, 2019 - Present
INVICTA CAPITAL LLC
Office #1: 947 Worthington Woods Loop Road, Worthington, OH 43085BD
CRD#: 288101
Worthington, OH
Past
March 28, 2014 - December 31, 2019
WISDOM WEALTH INVESTMENT ADVISORS LLC
RIA
CRD#: 170536
WORTHINGTON, OH
Past
August 19, 1999 - September 24, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
WORTHINGTON, OH
Past
September 23, 1998 - October 16, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
WORTHINGTON, OH
Past
April 29, 1986 - September 30, 1998
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVICTA ADVISORS LLC
INVICTA ADVISORS LLC
CRD#: 298868 / SEC#: 801-114114
RIA
Registered Investment Advisory firm - (10/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/4/2019)
RR
Colorado(12/7/2023)
RR
Connecticut(10/17/2019)
RR
Florida(1/2/2020)
RR
Georgia(11/1/2019)
RR
Indiana(11/4/2019)
RR
Michigan(11/1/2019)
IAR
Ohio(10/3/2019)
RR
Ohio(10/17/2019)
IAR
Pennsylvania(10/3/2019)
RR
Pennsylvania(10/18/2019)
RR
Texas(10/31/2019)
RR
Virginia(11/4/2019)
RR
West Virginia(11/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVICTA ADVISORS LLC
INVICTA ADVISORS LLC
CRD#: 298868 / SEC#: 801-114114
RIA
Registered Investment Advisory firm - (10/12/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Mailing Address
Phone number
(412) 349-8684
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,371 |
| AUM (Assets Under Management) | $ 183,496,330 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
