Dennis C. Bartos
Professional summary
Dennis Carl Bartos is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey and HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Kansas City, Missouri.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1986. Dennis has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Carl Bartos's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 5, 2024 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Office #1: 9200 Ward Parkway, Suite 500, Kansas City, MO 64114February 7, 2008 - May 22, 2013
P.J. ROBB VARIABLE, LLC
July 30, 1996 - December 31, 2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 13, 1996 - July 26, 1996
ADVANTAGE CAPITAL CORPORATION
January 31, 1994 - May 17, 1996
MHA FINANCIAL CORP
January 18, 1991 - February 1, 1994
MUTUAL SERVICE CORPORATION
July 8, 1986 - February 6, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 23, 1986 - July 18, 1986
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2019)
(5/21/2013)
(5/21/2013)
(5/21/2013)
(8/11/2022)
(5/21/2013)
(10/25/2022)
(9/20/2024)
(10/4/2024)
(5/21/2013)
(3/8/2023)
(3/22/2018)
(5/27/2025)
(9/6/2022)
(8/11/2022)
(8/11/2022)
Exams
FINRA
Current Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252 / SEC#: , 8-68237
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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