Richard S. Cohen
Professional summary
Richard Sanford Cohen, who also goes by Richard S Cohen, Richard S. Cohen, is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 6 firms and has passed the Series 57TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Sanford Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2015 - Present
LUCID CAPITAL MARKETS, LLC
Office #1: 11 Wall Street Pod-p, New York, NY 10005Office #2: New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005April 23, 2009 - December 1, 2015
RAVEN SECURITIES CORP.
October 5, 2007 - April 28, 2009
QUATTRO M SECURITIES INC.
September 29, 2006 - October 22, 2007
DASH FINANCIAL TECHNOLOGIES LLC
May 17, 2002 - November 24, 2003
FAGENSON & CO., INC.
October 1, 2000 - September 29, 2006
NANDRA GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2023)
Exams
Series 57TO
Date: 9/5/2024
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LUCID CAPITAL MARKETS, LLC
CRD#: 140345 / SEC#: , 8-67305
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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