JM
Jennifer G. Mitchell
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
CADILLAC, MI 49601
Some features on this profile are disabled
CRD#: 1489194
JM
Professional summary
Jennifer Grace Mitchell MS, who also goes by Jennifer Grace Mitchell, Jennifer Mitchell, Jennifer Grace Smith, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cadillac, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cadillac, Michigan.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Jennifer has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Grace Mitchell | Jennifer Mitchell | Jennifer Grace Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BEECH STREET INVESTMENTS LLC, 124 East Chapin Street, Cadillac MI 49601, United States, 01/31/2011, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 2) INDEPENDENT INSURANCE AGENT, 112 BEECH STREET CADILLAC MI, 08/1989, LIFE INSURANCE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES. NIR, 250 HRS/YR 200 HRS/YR TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 60 HR/MO 10 HR/MO TRADING, 08/2009 4) LEBEAR, 5705 S LAKE ST GLEN ARBOR MI 49636, 11/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HRS/MO TRADING 5) LOVE INC, PO BOX 88 CADILLAC MI 49601, 01/2019, BOARD MEMBER, NON-PROFIT, NIR, 5 HR/MO 2 HR/MO TRADING 6) CHAPIN STREET INVESTMENTS LLC, 124 EAST CHAPIN STREET CADILLAC MI, 12/1997, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 7) CLAM LAKE BAND, 4546 E 26 1/4 ROAD CADILLAC MI, 05/2023, VICE PRESIDENT, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO 0 HR/MO TRADING 8) CADILLAC AREA WOMEN'S GIVING CIRCLE, 201 N Mitchell St, Cadillac MI 49601, United States, 05/08/2023, Member at large, Volunteer, NIR, 1 HR/MO 0 HR/MO TRADING 9) CADILLAC AREA COMMUNITY FOUNDATION, 201 N MITCHELL ST #101 CADILLAC MI 49601, 09/2023, BOARD MEMBER, VOLUNTEER, NIR, 2 HR/MO 1 HR/MO TRADING 10) MITCHELL INVESTMENT ADVISORS LLC, 112 BEACH STREET CADILLAC MI, 02/2011, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 11) JENNIFER G. MITCHELL, 112 Beech Street, Cadillac MI 49601, United States, 08/02/1989, Agent, Insurance/Benefits/Human Resources, NIR, 6 HR/MO - 4 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Grace Mitchell MS's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 112 Beech St, Cadillac, MI 49601RIA
CRD#: 134139
CADILLAC, MI
Current
August 20, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 112 Beech St, Cadillac, MI 49601BD
CRD#: 39543
Cadillac, MI
Past
February 20, 2009 - August 20, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
CADILLAC, MI
Past
August 15, 1989 - August 20, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CADILLAC, MI
Past
February 26, 1987 - August 23, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 24, 1986 - February 4, 1987
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
April 23, 1986 - June 16, 1986
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Arizona(8/20/2009)
RR
California(7/19/2019)
RR
Colorado(1/3/2017)
RR
Florida(8/20/2009)
RR
Georgia(7/17/2018)
RR
Hawaii(9/8/2025)
RR
Illinois(8/20/2009)
RR
Indiana(7/1/2013)
RR
Iowa(2/21/2018)
RR
Michigan(8/20/2009)
IAR
Michigan(3/4/2010)
RR
Minnesota(5/31/2022)
RR
Missouri(7/1/2013)
RR
Montana(11/18/2019)
RR
Nebraska(1/2/2025)
RR
North Carolina(12/3/2019)
RR
Ohio(5/25/2021)
RR
Oregon(4/26/2013)
RR
Texas(8/20/2009)
IAR
Texas(1/3/2017)
RR
Vermont(2/20/2024)
RR
Virginia(8/20/2009)
RR
Washington(8/20/2009)
RR
West Virginia(8/25/2020)
RR
Wisconsin(8/20/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
