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Nicholas T. Avello

TRADEPRO SECURITIES.
Lawrenceville, GA 30044
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CRD#: 1488144
NA

Professional summary


Nicholas T Avello, who also goes by Nicholas Thomas Avello, Nicholas T T Avello, is a registered financial professional currently at TRADEPRO SECURITIES, LLC. located in Lawrenceville, Georgia and SECURITIES CLUB BROKER-DEALER, LLC located in Palm Beach, Florida.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1986. Nicholas has worked at 44 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE, Series 3, Series 62, Series 6, Series 27 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicholas Thomas Avello | Nicholas T T Avello

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas T Avello's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 19, 2023 - Present

TRADEPRO SECURITIES, LLC.

Office #1: 340 Congress Parkway,, Lawrenceville, GA 30044
BD
CRD#: 103781
Lawrenceville, GA
Current

April 22, 2025 - Present

SECURITIES CLUB BROKER-DEALER, LLC

Office #1: 250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
BD
CRD#: 284893
PALM BEACH, FL
Past

May 26, 2015 - February 14, 2017

FIRST ILLINOIS SECURITIES INC.

BD
CRD#: 19067
BOURBONNAIS, IL
Past

January 14, 2015 - February 1, 2021

SORSBY FINANCIAL CORP.

BD
CRD#: 39437
BONITA SPRINGS, FL
Past

May 5, 2014 - August 14, 2018

ELKHORN SECURITIES, LLC

BD
CRD#: 168905
Chicago, IL
Past

June 14, 2013 - June 25, 2013

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

May 30, 2012 - December 31, 2019

FOREST SECURITIES,INC.

BD
CRD#: 16255
HILLSIDE, IL
Past

April 12, 2011 - July 27, 2011

COLE PARTNERS

BD
CRD#: 113464
CHICAGO, IL
Past

January 6, 2011 - April 16, 2012

BIRKELBACH INVESTMENT SECURITIES, INC.

BD
CRD#: 11490
CHICAGO, IL
Past

September 2, 2009 - December 1, 2009

BOSTON MERCHANT FINANCIAL SERVICES, INC.

BD
CRD#: 23739
BOSTON, MA
Past

March 4, 2008 - September 29, 2020

STONEHAVEN, LLC

BD
CRD#: 118913
NEW YORK, NY
Past

July 19, 2007 - November 26, 2012

LITTLE RIVER CAPITAL, LLC

BD
CRD#: 118917
VESTAVIA HILLS, AL
Past

March 31, 2006 - October 2, 2006

PENVEST SECURITIES, INC.

BD
CRD#: 23436
GLENVIEW, IL
Past

July 1, 2005 - June 16, 2008

PETRA TRADING GROUP LLC

BD
CRD#: 131347
ST. CHARLES, IL
Past

March 22, 2005 - December 31, 2005

TRADERIGHT SECURITIES, INC.

BD
CRD#: 45598
LOCKPORT, IL
Past

April 20, 2004 - March 3, 2005

SYLVESTER, PHILLIP JOHN

BD
CRD#: 32428
CHICAGO, IL
Past

February 27, 2004 - April 6, 2005

BREAKWATER EQUITIES, LLC

BD
CRD#: 127423
CHICAGO, IL
Past

September 20, 2002 - April 8, 2003

COBALT TRADING LLC

BD
CRD#: 103950
CHICAGO, IL
Past

April 5, 2002 - April 9, 2003

CARIS & COMPANY, INC.

BD
CRD#: 104235
SAN DIEGO, CA
Past

October 12, 2001 - December 31, 2006

FIC INVESTMENT SERVICES, INC.

BD
CRD#: 38524
CHICAGO, IL
Past

July 20, 2001 - May 6, 2004

MEETING STREET BROKERAGE, LLC

BD
CRD#: 34764
PALM CITY, FL
Past

June 13, 2001 - September 11, 2001

PRIMEX

BD
CRD#: 29394
NEW YORK, NY
Past

December 15, 2000 - March 13, 2001

CLEMENTS COMPANY INVESTMENT ADVISORS

BD
CRD#: 47000
SAN DIEGO, CA
Past

August 23, 2000 - November 9, 2000

CLEMENTS COMPANY INVESTMENT ADVISORS

BD
CRD#: 47000
SAN DIEGO, CA
Past

July 31, 2000 - August 26, 2002

EXT ELECTRONIC EXCHANGE TRADING, INC.

BD
CRD#: 47385
CHICAGO, IL
Past

August 11, 1998 - March 23, 2000

HIGH YIELD ANALYTICS, INC.

BD
CRD#: 41940
CHICAGO, IL
Past

October 29, 1997 - May 18, 2001

PRIMEX

BD
CRD#: 29394
NEW YORK, NY
Past

October 9, 1997 - January 8, 1998

GLOBAL INVESTMENT SERVICES, INC.

BD
CRD#: 35752
Past

March 5, 1997 - July 6, 1998

PURE TRADING INC

BD
CRD#: 42227
BURR RIDGE, IL
Past

November 26, 1996 - May 13, 1997

TAYLOR STUART FINANCIAL, INC.

BD
CRD#: 39025
GREAT NECK, NY
Past

July 25, 1996 - February 4, 1997

PERROTT, MATHER & GILDAY, INC.

BD
CRD#: 38186
WINDERMERE, FL
Past

March 22, 1996 - August 22, 1997

MOORGATE INVESTMENTS, INC.

BD
CRD#: 17646
CHICAGO, IL
Past

March 18, 1996 - December 4, 1996

BILLINGTON ASHTON CORPORATION

BD
CRD#: 27515
Past

August 8, 1995 - November 6, 1997

HUDSON KNIGHT SECURITIES, INC.

BD
CRD#: 31222
Past

June 20, 1995 - September 11, 1996

MADISON SECURITIES, INC.

BD
CRD#: 32176
CHICAGO, IL
Past

May 17, 1995 - June 15, 1995

LEXINGTON SECURITIES, INC.

BD
CRD#: 13102
CHICAGO, IL
Past

February 14, 1994 - February 14, 1994

AESOP BROKERAGE SERVICES, INC.

BD
CRD#: 31279
CHICAGO, IL
Past

November 30, 1993 - December 31, 1993

MEETING STREET BROKERAGE, LLC

BD
CRD#: 34764
PALM CITY, FL
Past

November 22, 1993 - December 20, 1994

ANCHOR INVESTMENT SECURITIES, LTD.

BD
CRD#: 33876
GENEVA, IL
Past

November 13, 1993 - February 24, 1994

LEXINGTON SECURITIES, INC.

BD
CRD#: 13102
CHICAGO, IL
Past

November 4, 1993 - August 12, 1994

FIRST ILLINOIS SECURITIES INC.

BD
CRD#: 19067
BOURBONNAIS, IL
Past

August 6, 1993 - December 31, 1994

MADISON SECURITIES, INC.

BD
CRD#: 32176
CHICAGO, IL
Past

November 23, 1992 - January 5, 1996

LARRY KLOTZ AND ASSOCIATES, INC.

BD
CRD#: 30150
Past

September 29, 1992 - October 17, 1995

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

February 12, 1992 - July 21, 1992

PACIFIC GATE ADVISORS, LLC

BD
CRD#: 16589
BRENTWOOD, TN
Past

January 7, 1992 - January 25, 2001

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

November 13, 1991 - September 2, 1992

LIHTC SECURITIES, LLC

BD
CRD#: 13178
ATLANTA, GA
Past

July 18, 1991 - March 2, 2007

RIVERSIDE SECURITIES, INC.

BD
CRD#: 15005
CHICAGO, IL
Past

May 22, 1991 - December 23, 1991

REPUBLIC SECURITIES, INC.

BD
CRD#: 15043
Past

June 9, 1988 - February 27, 1990

LIT AMERICA, INC.

BD
CRD#: 22381
CHICAGO, IL
Past

July 15, 1986 - June 9, 1988

RIALCOR/SHATKIN SECURITIES CORP.

BD
CRD#: 15930

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/22/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/18/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/18/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/28/1998
Corporate Securities Limited Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 30
Date: 2/9/2021
NFA Branch Manager Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SC
SECURITIES CLUB BROKER-DEALER, LLC
BLUESQUARE CAPITAL ADVISORS, LLC | SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893 / SEC#: , 8-69814

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Mailing Address
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Phone number
(917) 515-7054
Established
New York since 05/18/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SECURITIES CLUB CORPORATIONHOLDING COMPANY & 100% DIRECT OWNER
AVELLO, NICHOLAS TPRINCIPAL FINANCIAL OFFICER & FINOP1488144
ROCKWELL, ANNABELLA CAMPBELLPRESIDENT & CEO6786408
WILLIAMS, ERNEST W IIICHIEF COMPLIANCE OFFICER861627

Red Flags


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Company Information


SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893Lawrenceville, GA 30044

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