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BF

Brian L. Frank

MADISON GLOBAL PARTNERS
HAUPPAUGE, NY 11788
Some features on this profile are disabled
CRD#: 1487350
BF
Brian L FrankMADISON GLOBAL PARTNERS

Professional summary

Brian L Frank, who also goes by Brian Lawrence Frank, is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1986. Brian has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.

Aliases

Brian Lawrence Frank

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian L Frank's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2026 - Present

MADISON GLOBAL PARTNERS LLC

Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
BD
CRD#: 285406
HAUPPAUGE, NY
Past

May 8, 2024 - July 1, 2025

WAVELAND CAPITAL PARTNERS LLC

BD
CRD#: 40054
IRVINE, CA
Past

March 14, 2022 - December 20, 2023

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

October 31, 2017 - May 15, 2020

ASCENDANT ALTERNATIVE STRATEGIES, LLC

BD
CRD#: 283881
WHITE PLAINS, NY
Past

September 19, 2011 - October 25, 2017

TRIPOINT GLOBAL EQUITIES/BANQ(R)

BD
CRD#: 143174
JERICHO, NY
Past

November 16, 2010 - September 16, 2011

TRIDENT PARTNERS LTD.

BD
CRD#: 41258
SYOSSET, NY
Past

September 21, 2009 - November 17, 2010

HFP CAPITAL MARKETS LLC

BD
CRD#: 44351
NEW YORK, NY
Past

November 10, 2003 - October 13, 2009

SANDGRAIN SECURITIES LLC

BD
CRD#: 26004
GARDEN CITY, NY
Past

June 20, 2001 - November 10, 2003

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
NEW YORK, NY
Past

June 9, 1999 - May 23, 2001

KSH INVESTMENT GROUP, INC.

BD
CRD#: 41817
GREAT NECK, NY
Past

April 28, 1998 - May 7, 1999

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

April 23, 1986 - April 14, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/15/2026)
RR
Florida
(7/15/2026)
RR
New Jersey
(7/15/2026)
RR
New York
(7/14/2026)
RR
Texas
(7/15/2026)
RR
Wisconsin
(7/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/23/1996
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

MG
MADISON GLOBAL PARTNERS LLC
MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: , 8-69839

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Mailing Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Phone number
(631) 240-4155
Established
New York since 09/28/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MADISON III, LLCDIRECT OWNER
GERDES, ANTON JOSEPH JRCEO/CCO/AMLCO1010083
KAPLAN, DAVID STANLEYMANAGING PARTNER1176065
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON GLOBAL PARTNERS LLC

CRD#: 285406Hauppauge, NY 11788

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