Donald Meltzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Meltzer was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1987. Donald had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2020 - December 13, 2024
BCW SECURITIES LLC
April 2, 2015 - November 22, 2019
RABO SECURITIES USA, INC.
November 29, 2012 - March 23, 2015
MORPHEUS SECURITIES LLC
October 30, 2006 - January 14, 2011
COWEN AND COMPANY
January 11, 2005 - June 2, 2006
COMMERZ MARKETS LLC
October 14, 2004 - January 1, 2005
DRESDNER KLEINWORT WASSERSTEIN, LLC
November 3, 2000 - September 27, 2002
PERSHING LLC
February 26, 1987 - September 28, 2004
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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