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Kerry Hanley Daros

CRD# 1486421·Registered 1988 - 2015
Previously Registered: Being a previously registered professional could mean that Kerry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kerry Hanley Daros, who also goes by Kerry Jeanne Daros, Kerry J Hanley, Kerry Jeanne Hanley, was a registered financial advisor. Kerry was a previously registered financial professional and started their career in finance 1988 - 2015. Kerry had worked at 2 firms and has passed the SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kerry Jeanne Daros, Kerry J Hanley, Kerry Jeanne Hanley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

REICH & TANG DISTRIBUTORS, INC.·CRD# 28078
BD
New York, NY
March 26, 1991 - August 10, 2015
REICH & TANG, L.P.·CRD# 5275
BD
April 21, 1988 - March 26, 1991

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Current Firm

R&
REICH & TANG DISTRIBUTORS, INC.

REICH & TANG DISTRIBUTORS L.P. | REICH & TANG DISTRIBUTORS, INC.

CRD#: 28078 / SEC#: 8-43429
BD
Terminated by SEC on 10/09/2015

Contact Information

Established

Delaware since 10/23/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
REICH & TANG ASSET MANAGEMENT, LLC100 % SHAREHOLDER—
BRANCAZIO, CHRISTOPHER JOHNSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER AND SECRETARY2078699
DESANCTIS, RICHARDEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR2117932
GILL, CHRISTOPHER JSENIOR VICE PRESIDENT, DIRECTOR2464553
JERKOVICH, JOSEPHSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR4353543
LYDON, MICHAEL PETEREXECUTIVE VICE PRESIDENT, DIRECTOR1274887
NELSON, THOMAS MATTHEWPRESIDENT & CEO1907416

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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