NP
Nicholas A. Pascarella
CETERA INVESTMENT ADVISERS LLC
PARSIPPANY, NJ 07054
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CRD#: 1486032
NP
Professional summary
Nicholas Anthony Pascarella, CFP®, who also goes by Nick Pascarella, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Parsippany, New Jersey and CETERA ADVISORS LLC located in Parsippany, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Nicholas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Pascarella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE AGENT; 2. CONTINGENT TRUSTEE, SAME AS REGISTERED LOCATION , START 01/01/10, TRUSTEE ONLY IF HUSBAND AND WIFE DIE.; 3. NAME OF OTHER BUSINESS: PASCARELLA WEALTH PARTNERS LLC AND PASCARELLA WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/1989, POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 07/2018; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.;
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Anthony Pascarella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 50 Parsippany Road Suite 301, Parsippany, NJ 07054RIA
CRD#: 105644
PARSIPPANY, NJ
Current
July 10, 1989 - Present
CETERA ADVISORS LLC
Office #1: 50 Parsippany Road Suite 301, Parsippany, NJ 07054BD
CRD#: 10299
Parsippany, NJ
Past
July 9, 1997 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
April 23, 1986 - July 11, 1989
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/7/2011)
RR
Arizona(2/1/1994)
RR
California(8/29/2001)
RR
Colorado(7/13/1989)
RR
Connecticut(8/6/1993)
RR
Delaware(1/5/2006)
RR
Florida(7/10/1989)
RR
Georgia(3/14/2000)
RR
Hawaii(5/20/2025)
RR
Illinois(1/6/1999)
RR
Iowa(1/5/2006)
RR
Kentucky(2/1/2002)
RR
Louisiana(8/8/2025)
RR
Maine(1/15/2020)
RR
Maryland(7/10/1989)
RR
Massachusetts(5/16/1991)
RR
Michigan(3/30/1998)
RR
Minnesota(4/5/2018)
RR
Mississippi(11/23/2021)
RR
Nevada(1/3/2011)
RR
New Jersey(7/10/1989)
IAR
New Jersey(3/21/2024)
RR
New Mexico(1/4/2022)
RR
New York(7/10/1989)
RR
North Carolina(11/6/1997)
RR
Ohio(3/26/1997)
RR
Oklahoma(1/7/2017)
RR
Pennsylvania(3/22/1991)
RR
Rhode Island(1/4/2022)
RR
South Carolina(3/15/2000)
RR
Tennessee(1/4/2022)
RR
Texas(7/9/1997)
IAR
Texas(3/21/2024)
RR
Vermont(7/17/1992)
RR
Virginia(2/3/1998)
RR
Washington(7/30/2009)
RR
Wisconsin(7/29/2003)
RR
Wyoming(1/5/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
