Joseph R. Sobditch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Robert Sobditch, who also goes by Bob Sobditch, Joe Sobditch, Joseph Robert Sobdith, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 7 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2002 - January 9, 2013
BROADSTONE SECURITIES
August 10, 1993 - April 10, 2002
SIGMA FINANCIAL CORPORATION
December 23, 1992 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
December 4, 1990 - December 23, 1992
USA FINANCIAL GROUP, INC.
August 23, 1989 - December 4, 1990
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 5, 1986 - September 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 6, 1986 - August 14, 1986
INVESTMENT BROKERS OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
