James B. Johnston
Professional summary
James Burroughs Johnston III, who also goes by James Johnston, is a registered financial advisor currently at WEALTH MANAGEMENT ASSOCIATES, INC. located in Cherry Hill, New Jersey and OSAIC WEALTH, INC. located in Cherry Hill, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Burroughs Johnston III's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2002 - Present
WEALTH MANAGEMENT ASSOCIATES, INC.
Office #1: 1909 Route 70 East Suite 100, Cherry Hill, NJ 08003June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1909 Route 70 E Ste 100, Cherry Hill, NJ 08003September 14, 1998 - June 14, 2024
SECURITIES AMERICA, INC.
January 1, 1991 - September 21, 1998
FIRST UNION CAPITAL MARKETS CORP.
February 22, 1988 - January 1, 1991
BUTCHER & SINGER INC.
May 21, 1986 - March 7, 1988
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,972 |
| AUM (Assets Under Management) | $ 646,804,888 |
Red Flags
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