Alan J. Ginsberg

SENAHILL SECURITIES

New York, NY 10111

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CRD#: 1485037

Professional summary

Alan Justin Ginsberg is a registered financial professional currently at SENAHILL SECURITIES, LLC located in New York, New York.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1988. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Justin Ginsberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2021 - Present

SENAHILL SECURITIES, LLC

Office #1: 45 Rockefeller Plaza Suite 3504, New York, NY 10111

CRD#: 166477

New York, NY

Past

July 13, 2017 - March 4, 2021

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

April 22, 2010 - April 25, 2013

STONECASTLE SECURITIES, LLC

CRD#: 131211

NEW YORK, NY

Past

August 1, 2006 - May 20, 2008

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 13, 2004 - August 17, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

November 3, 2000 - August 4, 2004

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 31, 1998 - September 23, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

April 24, 1995 - April 1, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 19, 1988 - May 11, 1995

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/24/2021)

Vermont
(7/20/2022)

Exams

State Security Law Exam

Series 63

Date: 8/22/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/13/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SENAHILL SECURITIES, LLC

PARKER ROSE LLC | SENAHILL SECURITIES, LLC

CRD#: 166477 / SEC#: , 8-69215

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

45 Rockefeller Plaza Suite 3504, New York, NY 10111

Mailing Address

45 Rockefeller Plaza Suite 3504, New York, NY 10111

Phone number

(212) 730-8542

Established

New York since 11/27/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SENAHILL ADVISORS, LLC	OWNER
BROWNHILL, JUSTIN ALEXANDER	CCO & CEO	2618578
KORHAMMER, RICHARD ALAN	PRINCIPAL	4872081
SHARENOW, GREGG RICHARD	CFO	2749745
SIPINICK, KATHY EFREM	FINOP	3248100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan J. Ginsberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Justin Ginsberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

STONECASTLE SECURITIES, LLC

BANC OF AMERICA SECURITIES LLC

HSBC SECURITIES (USA) INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

UBS SECURITIES LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/2017

SIE

Date: 10/1/2018

Series 79

Date: 7/13/2017

Series 7

Date: 1/16/1988

Series 24

Date: 9/27/2018

FINRA

Current Firm

SENAHILL SECURITIES, LLC

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SENAHILL SECURITIES, LLC

TRUST BUT VERIFY

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