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MM

Maura A. Mcgrath

ARCHER DISTRIBUTORS
Laurel, MD 20707
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CRD#: 1484443
MM

Professional summary


Maura Ann Mcgrath is a registered financial professional currently at ARCHER DISTRIBUTORS, LLC located in Laurel, Maryland.

Maura is registered as a RR (Registered Representative) and started their career in finance in 1986. Maura has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Maura Ann Mcgrath's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 22, 2021 - Present

ARCHER DISTRIBUTORS, LLC

Office #1: 6100 Chevy Chase Dr., Suite 100, Laurel, MD 20707
BD
CRD#: 158961
Laurel, MD
Past

December 22, 2016 - January 28, 2020

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
New York, NY
Past

January 15, 2010 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past

October 21, 2009 - January 28, 2020

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
NEW YORK, NY
Past

April 9, 1998 - February 17, 2009

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
JERSEY CITY, NJ
Past

February 19, 1991 - January 22, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

May 22, 1986 - May 9, 1990

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(1/8/2024)
RR
New York
(2/22/2021)
RR
South Dakota
(1/8/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/5/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 9/27/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AD
ARCHER DISTRIBUTORS, LLC
ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: , 8-68951

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707
Mailing Address
6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707
Phone number
(301) 260-1001 EXT 650
Established
Delaware since 08/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARCHER DISTRIBUTORS, LLC

CRD#: 158961Laurel, MD 20707

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