Grace Y. Toh

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CRD#: 1483428

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Grace Yuan Mei Toh, CFP® was a registered financial professional .

Grace is a previously registered financial professional and started their career in finance in 2002. Grace had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SYSTEM PLANNING CORP - PROVIDING GENERAL BUSINESS STRATEGY ADVICE AS AN ADVISORY BOARD MEMBER.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 19, 2015 - April 1, 2025

ABBINGTON INVESTMENT GROUP, LLC

RIA

CRD#: 174407

Washington, DC

Past

November 20, 2008 - March 31, 2015

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

MCLEAN, VA

Past

November 20, 2008 - March 31, 2015

SPIRE SECURITIES, LLC

CRD#: 144131

MCLEAN, VA

Past

March 27, 2008 - September 22, 2008

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

WASHINGTON, DC

Past

March 27, 2008 - September 22, 2008

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

January 30, 2003 - March 20, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MCLEAN, VA

Past

July 3, 2002 - March 20, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABBINGTON INVESTMENT GROUP, LLC

ABBINGTON INVESTMENT GROUP, LLC | ENVERRA GLOBAL ADVISORS

CRD#: 174407 / SEC#: 801-129540

RIA

Registered Investment Advisory firm - (2/21/2024 Approved)

Connecticut

Registered Investment Advisory firm - (3/11/2024 Terminated)

District of Columbia

Registered Investment Advisory firm - (3/7/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/7/2024 Terminated)

Maine

Registered Investment Advisory firm - (2/7/2022 Terminated)

Maryland

Registered Investment Advisory firm - (3/19/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/18/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2002

General Securities Representative Examination

Current Firm

ABBINGTON INVESTMENT GROUP, LLC

ABBINGTON INVESTMENT GROUP, LLC | ENVERRA GLOBAL ADVISORS

CRD#: 174407 / SEC#: 801-129540

RIA

Registered Investment Advisory firm - (2/21/2024 Approved)

Connecticut

Registered Investment Advisory firm - (3/11/2024 Terminated)

District of Columbia

Registered Investment Advisory firm - (3/7/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/7/2024 Terminated)

Maine

Registered Investment Advisory firm - (2/7/2022 Terminated)

Maryland

Registered Investment Advisory firm - (3/19/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2024 Terminated)

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Contact information

Main Address

257 Riverside Avenue, Westport, CT 06880

Mailing Address

Phone number

(207) 433-5820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 122,907,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Grace Y. Toh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SPIRE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ABBINGTON INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2003

Series 63

Date: 9/18/2002

SIE

Date: 3/31/2015

Series 7

Date: 7/2/2002

Current Firm

ABBINGTON INVESTMENT GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABBINGTON INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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