FC
Frank Congemi
BEAM WEALTH ADVISORS
Rockaway Park, NY
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CRD#: 1483380
FC
Professional summary
Frank Congemi is a registered financial advisor currently at BEAM WEALTH ADVISORS, INC. located in Rockaway Park, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Rockaway Park, New York.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***FRANK CONGEMI POSITION: Licensed Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 05/21/1986 ADDRESS: 136 Beach 117th Street, # 202, Rockaway Park NY 11694 DESCRIPTION: Licensed insurance agent selling whole life, term life and long term care. ***BEAM Wealth Advisors POSITION: Solicitor NATURE: Solicitor INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 11/30/2012 ADDRESS: 72096 Ramos Ave, Suite D, Covington LA 70433 DESCRIPTION: Solicitor for investment advisory firm. ***BENEFACTOR FINANCIAL POSITION: Registered Representative NATURE: Benefactor Financial INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2010 ADDRESS: 136 Beach 117th Street, # 202, Rockaway Park NY 11694 DESCRIPTION: Marketing name for the practice
CRS (Client Relationship Summary) - RIA
Click below to view Frank Congemi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2018 - Present
BEAM WEALTH ADVISORS, INC.
RIA
CRD#: 109867
Rockaway Park, NY
Current
April 1, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 136 Beach 117th Street Ste 202, Rockaway Park, NY 11694Office #2: 4701 N Federal Hwy Suite 330 Box B4, Lighthouse Point, FL 33064BD
CRD#: 35747
Rockaway Park, NY
Past
July 9, 2015 - April 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LIGHTHOUSE POINT, FL
Past
September 8, 2009 - May 6, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOWARD BEACH, NY
Past
September 8, 2009 - July 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
HOWARD BEACH, NY
Past
April 29, 2009 - September 8, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
HOWARD BEACH, NY
Past
June 29, 1995 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
HOWARD BEACH, NY
Past
November 30, 1989 - May 5, 1995
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 22, 1986 - November 10, 1989
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2022)
RR
Arizona(4/1/2022)
RR
California(4/1/2022)
RR
Connecticut(4/1/2022)
RR
Florida(4/12/2022)
RR
Georgia(4/4/2022)
RR
Illinois(4/20/2022)
RR
Kentucky(4/1/2022)
RR
Louisiana(4/1/2022)
RR
Maine(4/1/2022)
RR
Maryland(4/1/2022)
RR
Massachusetts(4/1/2022)
RR
Michigan(4/1/2022)
RR
Missouri(4/1/2022)
RR
New Jersey(4/1/2022)
IAR
New York(12/16/2021)
RR
New York(4/1/2022)
RR
North Carolina(4/25/2022)
RR
Oklahoma(6/7/2022)
RR
Pennsylvania(4/1/2022)
RR
South Carolina(4/1/2022)
IAR
Texas(5/4/2018)
RR
Texas(4/1/2022)
RR
Virginia(4/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
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Contact information
Main Address
72096 Ramos Avenue Suite D, Covington, LA 70433
Mailing Address
Phone number
(985) 893-1440
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,006 |
| AUM (Assets Under Management) | $ 1,314,316,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
