John S. Grant
Professional summary
John Shelburn Grant, who also goes by John Grant, is a registered financial advisor currently at GRANT FINANCIAL GROUP located in Elberta, Alabama.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Shelburn Grant's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 1999 - Present
GRANT FINANCIAL GROUP
Office #1: 24045 Miflin Rd, Elberta, AL 36530April 19, 2013 - October 1, 2013
GLOBAL PARTNERSHIP LLC
January 21, 1999 - March 9, 2004
SUNAMERICA SECURITIES, INC.
August 23, 1995 - January 20, 1999
PRINCIPAL SECURITIES, INC.
May 6, 1986 - July 26, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/2/1999)
Exams
Current Firm
GRANT FINANCIAL GROUP
CRD#: 121612 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 127 |
| AUM (Assets Under Management) | $ 17,162,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
