Louis J. Scotto
Professional summary
Louis James Scotto, who also goes by Lou Scotto, Louis J Scotto, is a registered financial professional currently at BGC FINANCIAL, L.P. located in Jericho, New York and FMX EXECUTION, LLC located in New York, New York.
Louis is registered as a RR (Registered Representative) and started their career in finance in 1987. Louis has worked at 12 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis James Scotto's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2011 - Present
BGC FINANCIAL, L.P.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753Office #2: 55 Water Street 10th Floor, New York, NY 10004Office #3: 300 Avenue Of Champions Suite 110, Palm Beach Gardens, FL 33418January 12, 2021 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041Office #2: 300 Avenue Of Champions Suite 175, Palm Beach Gardens, FL 33418January 12, 2021 - April 1, 2025
GFI SECURITIES LLC
September 14, 2020 - January 12, 2022
MINT BROKERS
February 4, 2011 - June 12, 2018
MINT BROKERS
January 13, 2010 - January 3, 2011
TULLETT PREBON FINANCIAL SERVICES LLC
June 30, 2005 - June 13, 2007
PREBON SECURITIES (USA) INC.
June 30, 2005 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
April 18, 2005 - March 19, 2007
COLLINS STEWART INC.
June 2, 2000 - January 3, 2007
COLLINS STEWART (SECURITIES) INC.
December 20, 1999 - November 14, 2008
TULLETT LIBERTY BROKERAGE INC.
November 17, 1999 - December 31, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
October 9, 1998 - September 19, 1999
TULLETT PREBON FINANCIAL SERVICES LLC
October 9, 1998 - September 19, 1999
TULLETT LIBERTY BROKERAGE INC.
December 7, 1994 - September 9, 1997
TULLETT PREBON FINANCIAL SERVICES LLC
April 30, 1991 - January 27, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
November 24, 1987 - April 30, 1991
MABON, NUGENT & CO.
May 14, 1987 - April 30, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
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