David A. Fruchter

GREAT PLANS CAPITAL MANAGEMENT

CARY, NC 27511

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CRD#: 1482930

Professional summary

David Alan Fruchter is a registered financial advisor currently at GREAT PLANS CAPITAL MANAGEMENT, LLC located in Cary, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Fruchter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2026 - Present

GREAT PLANS CAPITAL MANAGEMENT, LLC

Office #1: 219 E Chatham St Suite 203, Cary, NC 27511

RIA

CRD#: 127717

CARY, NC

Past

September 25, 2003 - December 13, 2024

GREAT PLANS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 127717

CARY, NC

Past

July 1, 2003 - February 12, 2010

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

CARY, NC

Past

September 13, 1996 - July 1, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 11, 1986 - September 3, 1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

April 11, 1986 - September 3, 1996

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/1/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREAT PLANS CAPITAL MANAGEMENT, LLC

CRD#: 127717 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/13/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (6/1/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

219 E Chatham St Suite 203, Cary, NC 27511

Mailing Address

Phone number

(919) 777-8481

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 9,272,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Fruchter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Fruchter's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT PLANS CAPITAL MANAGEMENT, LLC

GREAT PLANS CAPITAL MANAGEMENT, LLC

SECURITIES SERVICE NETWORK, LLC

OSAIC WEALTH, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/12/1994

Series 7

Date: 3/6/1997

Series 22

Date: 12/1/1988

Series 6

Date: 4/9/1986

Current Firm

GREAT PLANS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREAT PLANS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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