Bernadette T. Seprish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernadette Theresa Seprish, who also goes by Bernadette T Seprish, Bernadette Seprish, Bret Seprish, was a registered financial professional .
Bernadette is a previously registered financial professional and started their career in finance in 1987. Bernadette had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2011 - March 2, 2012
BB&T INVESTMENT SERVICES, INC.
March 8, 2011 - March 2, 2012
BB&T INVESTMENT SERVICES, INC.
January 24, 2011 - March 15, 2011
NEWPORT COAST SECURITIES, INC.
January 4, 2011 - March 15, 2011
NEWPORT COAST SECURITIES, INC.
January 26, 2009 - January 6, 2011
WADDELL & REED
January 20, 2009 - January 6, 2011
WADDELL & REED
July 8, 2008 - December 17, 2008
EQUITABLE ADVISORS, LLC
July 8, 2008 - December 17, 2008
EQUITABLE ADVISORS, LLC
January 18, 2007 - July 20, 2007
INVEST FINANCIAL CORPORATION
January 8, 2007 - July 20, 2007
INVEST FINANCIAL CORPORATION
November 17, 2004 - May 19, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - May 19, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 20, 1987 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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