Peter F. Alliegro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Francis Alliegro, who also goes by Pete Alliegro, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1986. Peter had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2022 - December 11, 2023
WEALTHFORGE SECURITIES, LLC
February 22, 2018 - November 16, 2021
MORGAN STANLEY
January 25, 2018 - November 16, 2021
MORGAN STANLEY
August 21, 2009 - January 12, 2011
NUVEEN SECURITIES, LLC
September 30, 2008 - December 31, 2008
FORESIDE FUND SERVICES, LLC
December 1, 2005 - July 14, 2008
FORESIDE FUNDS DISTRIBUTORS LLC
November 20, 2002 - December 31, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1992 - January 18, 1993
MORGAN STANLEY DW INC.
October 3, 1990 - June 2, 1992
NOMURA SECURITIES INTERNATIONAL, INC.
June 2, 1987 - October 10, 1990
MORGAN STANLEY DW INC.
April 23, 1986 - October 13, 1986
ALEXANDER MICHAELS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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