Edwin P. Strickling

CETERA INVESTMENT ADVISERS LLC

LEBANON, OH

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CRD#: 1482573

Professional summary

Edwin Paul Strickling, who also goes by Ed Strickling, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lebanon, Ohio and CETERA WEALTH SERVICES, LLC located in Lebanon, Ohio.

Edwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Edwin has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Strickling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FUND EVALUATION GROUP LLC POSITION: Solicitor NATURE: Agreement restricted to one individual investor. Solicitor agreement dating back to 1997. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: Ste 1600, Cincinnati OH 45202, United States DESCRIPTION: No responsibilities. Restricted agreement MATOAKA MONEY MANAGEMENT, INC. POSITION: Financial Advisor NATURE: Financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 9/1998 DESCRIPTION: Provide financial services to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edwin Paul Strickling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LEBANON, OH

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LEBANON, OH

Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Lebanon, OH

Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

LEBANON, OH

Past

May 10, 2002 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

MAINEVILLE, OH

Past

August 8, 2000 - December 9, 2004

MATOAKA MONEY MANAGEMENT, INC.

RIA

CRD#: 121340

CINCINNATI, OH

Past

September 10, 1998 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

LEBANON, OH

Past

February 10, 1998 - September 2, 1998

INSTITUTIONAL BROKERAGE SERVICES CORPORATION

CRD#: 21947

CINCINNATI, OH

Past

June 27, 1997 - March 4, 1998

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

April 2, 1986 - July 8, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/5/2025)

Hawaii
(9/18/2025)

Idaho
(9/18/2025)

Illinois
(9/5/2025)

Kentucky
(9/5/2025)

Ohio
(9/5/2025)

IAR

Ohio
(9/5/2025)

Oregon
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 4/1/1986

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edwin P. Strickling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edwin Paul Strickling's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

MATOAKA MONEY MANAGEMENT, INC.

1ST GLOBAL CAPITAL CORP.

INSTITUTIONAL BROKERAGE SERVICES CORPORATION

AMERICAN GENERAL EQUITY SERVICES CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/2/1998

Series 6

Date: 10/30/1986

Series 22

Date: 4/1/1986

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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