Daniel Richard Garvin | Financial Professional | Wauseon, Ohio | IMPACT PARTNERSHIP WEALTH, LLC

Professional summary

Daniel Richard Garvin is a registered financial advisor currently at IMPACT PARTNERSHIP WEALTH, LLC located in Wauseon, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Daniel has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Richard Garvin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

Wauseon, OH

Past

June 21, 2019 - December 10, 2024

WORLD EQUITY GROUP, INC.

BD

CRD#: 29087

acworth, GA

Past

June 9, 2016 - October 14, 2024

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

Wauseon, OH

Past

May 12, 2016 - July 15, 2019

TAYLOR CAPITAL MANAGEMENT INC.

BD

CRD#: 43559

Woodstock, GA

Past

March 26, 2013 - May 16, 2016

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

Woodstock, GA

Past

March 13, 2013 - May 16, 2016

INTEGRITY ALLIANCE, LLC.

BD

CRD#: 139627

Woodstock, GA

Past

July 2, 2012 - April 1, 2013

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

BATON ROUGE, LA

Past

March 3, 2011 - August 9, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

BATON ROUGE, LA

Past

March 1, 2011 - March 28, 2013

FIRST ALLIED SECURITIES, INC.

BD

CRD#: 32444

BATON ROUGE, LA

Past

June 6, 2003 - March 25, 2011

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MAUMEE, OH

Past

March 6, 2002 - March 25, 2011

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

MAUMEE, OH

Past

May 18, 1998 - April 5, 2002

AMERICAN INVESTMENT SERVICES, INC.

BD

CRD#: 21111

OKLAHOMA CITY, OK

Past

May 22, 1997 - June 4, 1998

SUNAMERICA SECURITIES, INC.

BD

CRD#: 20068

PHOENIX, AZ

Past

June 6, 1994 - May 28, 1997

WMA SECURITIES, INC.

BD

CRD#: 32625

DULUTH, GA

Past

September 7, 1993 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD

CRD#: 16164

PHILADELPHIA, PA

Past

April 11, 1986 - September 14, 1993

PFS INVESTMENTS INC.

BD

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IP

IMPACT PARTNERSHIP WEALTH, LLC

CRD#: 313928 / SEC#: 801-121239

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Maryland

Registered Investment Advisory firm - (10/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 4/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/18/1998

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 4/10/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 2/18/2000

General Securities Principal Examination

Principal/Supervisory Exam

RR

Series 26

Date: 3/25/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

IP

IMPACT PARTNERSHIP WEALTH, LLC

CRD#: 313928 / SEC#: 801-121239

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Maryland

Registered Investment Advisory firm - (10/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1688 White Circle Nw, Marietta, GA 30066

Mailing Address

Phone number

(800) 380-5040

Established

Firm type

Fiscal year end

# of Employees

78

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IPW WRAP FEE BROCHURE (10/1/2025)

IMPACT PARTNERSHIP WEALTH, LLC ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	10,237
AUM (Assets Under Management)	$ 1,682,147,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel R. Garvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Richard Garvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPACT PARTNERSHIP WEALTH, LLC

WORLD EQUITY GROUP, INC.

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

AMERICAN INVESTMENT SERVICES, INC.

SUNAMERICA SECURITIES, INC.

WMA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

IMPACT PARTNERSHIP WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2001

Series 63

Date: 4/14/1986

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1998

Series 6

Date: 4/10/1986

Series 24

Date: 2/18/2000

Series 26

Date: 3/25/1988

Current Firm

IMPACT PARTNERSHIP WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPACT PARTNERSHIP WEALTH, LLC

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