Joni R. Alt

EVERMAY WEALTH MANAGEMENT

ARLINGTON, VA 22203

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CRD#: 1481548

Professional summary

Joni Roberta Alt, CFP®, who also goes by Joni Roberta Smith, is a registered financial advisor currently at EVERMAY WEALTH MANAGEMENT, LLC located in Arlington, Virginia.

Joni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joni has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Education Planning

Retirement Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

High Net Worth Client Needs

Investment Advice with Ongoing...

Women's Financial Planning Iss...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Joni Roberta Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joni Roberta Alt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

October 21, 2021 - Present

EVERMAY WEALTH MANAGEMENT, LLC

Office #1: 3901 Fairfax Drive Suite 400, Arlington, VA 22203

RIA

CRD#: 149230

ARLINGTON, VA

Past

February 2, 2010 - October 6, 2021

HOPWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 127927

RESTON, VA

Past

January 14, 2005 - February 1, 2010

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

RIA

CRD#: 116670

RESTON, VA

Past

January 7, 2003 - November 18, 2004

WEST FINANCIAL SERVICES INC

RIA

CRD#: 107004

MCLEAN, VA

Past

November 3, 1989 - January 11, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 21, 1989 - October 23, 1989

TRUSTBANK SECURITIES BROKERAGE, INC.

CRD#: 15671

Past

August 19, 1986 - August 23, 1989

BALTIMORE BANCORP INVESTMENT SERVICES, INC.

CRD#: 17514

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERMAY WEALTH MANAGEMENT, LLC

CRD#: 149230 / SEC#: 801-70170

RIA

Registered Investment Advisory firm - (3/27/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/30/2023)

IAR

Virginia
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/31/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 11/18/1988

General Securities Principal Examination

Current Firm

EVERMAY WEALTH MANAGEMENT, LLC

CRD#: 149230 / SEC#: 801-70170

RIA

Registered Investment Advisory firm - (3/27/2009 Approved)

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Contact information

Main Address

3901 Fairfax Drive Suite 400, Arlington, VA 22203

Mailing Address

Phone number

(703) 822-5696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERMAY WEALTH MANAGEMENT FORM ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	1,787
AUM (Assets Under Management)	$ 1,180,517,977

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2025	Cover Page	Report
10/04/2024	Cover Page	Report
10/16/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Joni R. Alt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joni Roberta Alt's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOPWOOD FINANCIAL SERVICES, INC.

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

WEST FINANCIAL SERVICES INC

CHARLES SCHWAB & CO., INC.

TRUSTBANK SECURITIES BROKERAGE, INC.

BALTIMORE BANCORP INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

EVERMAY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/1997

Series 63

Date: 8/28/1986

Series 7

Date: 8/16/1986

Series 8

Date: 5/31/1994

Series 24

Date: 11/18/1988

Current Firm

EVERMAY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERMAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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