Thomas J. Dignan
Professional summary
Thomas Joseph Dignan is a registered financial professional currently at THE LEADERS GROUP, INC. located in Boca Raton, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 14 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Dignan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 225 Ne Mizner Blvd, Suite 675, Boca Raton, FL 33432December 5, 2000 - July 10, 2001
ROBERT W. BAIRD & CO. INCORPORATED
December 5, 2000 - July 10, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 19, 2000 - October 12, 2000
HSBC BROKERAGE (USA) INC.
April 8, 1997 - June 19, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
April 12, 1994 - March 28, 1997
DIME SECURITIES, INC.
December 23, 1992 - April 11, 1994
GILFORD SECURITIES INCORPORATED
April 27, 1992 - December 22, 1992
LEHMAN BROTHERS INC.
March 6, 1992 - November 18, 1992
USLIFE EQUITY SALES CORP.
November 29, 1990 - January 10, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 29, 1990 - January 10, 1992
PRUCO SECURITIES, LLC.
February 16, 1990 - October 17, 1990
GLOBAL AMERICA INCORPORATED
May 20, 1988 - February 15, 1990
J. T. MORAN & CO., INC.
September 22, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
May 6, 1986 - November 13, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2023)
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Exams
Series 6TO
Date: 6/5/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Boca Raton, FL 33432TRUST BUT VERIFY
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