Douglas G. Stewart
CARY STREET PARTNERS | Board Chairman, Financial Advisor, Managing Director
FREDERICKSBURG, VA 22401
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CRD#: 1478381
Professional summary
Douglas Guy Stewart is a registered financial advisor currently at CARY STREET PARTNERS located in Fredericksburg, Virginia and CARY STREET PARTNERS located in Fredericksburg, Virginia.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Douglas has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 9, Series 24, Series 10, Series 4, Series 23, Series 53 and Series 8 exams.
Biography
Douglas G. Stewart is the Chairman of the Board for Cary Street Partners, in addition to Financial Advisor, Managing Director. As Chairman of the Board, he is energized by building a great company and helping our entrepreneurial clients do the same. <#CR#><#NL#><#CR#><#NL#>Experience: <#CR#><#NL#>• Stewart Wealth Management of Wachovia Securities<#CR#><#NL#>• Wheat First Securities<#CR#><#NL#><#CR#><#NL#>Education: <#CR#><#NL#>• Virginia Tech, BS, Business Administration
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NORTHERN NECK INSURANCE CORP.; NOT INVESTMENT RELATED; PROPERTY AND CASUALTY INSURANCE;CHAIRMAN;4/13/2020;2 HOURS PER MONTH,0 HOURS PER MONTH DURING TRADING HOURS; OTHER COMPENSATION - RETAINER AND FEE PER MEETING ATTENDED. 2.NORTHERN NECK INSURANCE CO.;INVESTOR & ADVISORY BOARD MBR.;INVSTMNT RELATED;CONTROL OF THIRD PARTY ASSETS;NO COMP;1 MRKT HR/MNTH;1 NON-MRKT HR/MNTH;START 2007;ADVISORY BOARD MBR,INVESTOR IN PETRA II AND III FUNDS. 3.RECAST ENERGY.INVESTOR;INVESTMENT RELATED;RECEIVED SHARES AS PART OF COMPENSATION FOR SELLING.4.JPDSCS,LLC (OFFICE BUILDING PURCH) A/O 1/15/2018;MEMBER; INVSTMNT RELATED; CONTROL OF ASSETS; NOT COMPENSATED; 1MRKT HR/MNTH; 1 NON-MRKT HR/MNTH. 5.6.TALLULAH LLC; INVESTMENT RELATED; EXERCISES CONTROL OVER ASSETS; NO COMPENSATION; 1 MRKT HR/MNTH & 1 NON-MRKT HR/MNTH;REAL ESTATE INVESTMENT.7.BRAGG HILL EAST LLC;PARTNER; EXERCISE CONTROL; NO COMP; REAL ESTATE INVESTMENT.8.NORTH STRATFORD CENTER BUSINESS; PARTNER; INVESTMNT RELATED; CONTROL ASSETS; NO COMP; 1 NON-MRKT HOUR/MNTH. REAL ESTATE INVESTMENT.9.LONGWOOD TWO, LLC; PARTNER; INVESTMENT RELATED; EXERCISES CONTROL; NO COMP; REAL ESTATE INVESTMENT.10. LONGWOOD LLC; PARTNER; INVESTMENT RELATED; EXERCISES CONTROL;1 NON-MRKT HR/MNTH; REAL ESTATE INVSTMNT.11.LONGWOOD THREE LLC; PARTNER;INVSTMENT RELATED; CONTROL ASSETS; NO COMP; REAL ESTATE INVESTMENT.12.LONGWOOD IV, LLC; INVSTMNT RELATED; EXERCISES CONTROL;NO COMP;1NON-MRKT HR/MNTH; REAL ESTATE INVSTMENT.13.LONGWOOD V, LLC; INVESTMENT RELATED; PARTNER; 1 NON-MRKT HR/MNTH; REAL ESTATE INVSTMNT 14. LONGWOOD VI, LLC; INVESTMENT RELATED; PARTNER; 1 NON-MRKT HR/MNTH; REAL ESTATE INVSTMNT 15. FALCON PROPERTIES LLC; PARTNER; INVSTMNT RELATED; EXERCISES CONTROL; NO COMP; 1 MRKT HOUR/MNTH; REAL ESTATE INVESTMENT. 16.CENTRAL DEPOT LLC; PARTNER;INVESTMENT RELATED; EXERCISES CONTROL OVER ASSETS; NO COMPENSATION; 1 NON-MRKT HR/MNTH; REAL ESTATE INVESTMENT. 17.CATHDOUG PROPERTIES; OWNER; INVSTMENT RELATED;EXERCISES CONTROL; NO COMP; 10 NON-MRKT HRS/MNTH; MNGMNT CO PERSONAL R/E INVSTMNTS.19.ROUTE 60 PORPERTIES LLC; PARTNER; INVSTMENT RELATED; EXERCISES CONTROL; NO COMP;1 NON-MRKT HR/MNTH; REAL ESTATE INVSTMENT; 21.SHANNON DRIVE PROPERTIES; OWNER; NO HOURS.22.SALEN FIELDS, LLC; INVSTMNT RELATED; PARTNER; REAL ESTATE. 23.TOWN SQUARE PARKING LLC; INVSTMNT RELATED; 1/1/2004; PARTNER; REAL ESTATE. 24.PIERSON DRIVE LLC; INVSTMNT RELATED; REAL ESTATE; OWNER; 25.LINGERFELT FUND II;ADVISORY CMTE MEMBER;MAY 2018; NO COMP; ACTIVITY INVSTMNT RELATED ACTIVITY 26. NAME: MCPHERSON OIL; INVESTMENT-RELATED: YES; ADDRESS: 5051 CARDINAL ST. TRUSSVILLE, AL 35173; NATURE: DISTRIBUTOR OF OIL AND GAS; POSITION/TITLE: BOARD OF DIRECTORS MEMBER; START DATE: 11/08/2023; HOURS PER MONTH: 5; HOURS DURING TRADING HOURS: 0; DUTIES: OVERSIGHT OF OIL AND GAS OPERATIONS TO INCLUDE STRATEGIC PLANNING AND M&A ACTIVITY.27. NAME: MURPHY FAMILY TRUST - DONOR ADVISED FUND TRUST PROTECTOR; INVESTMENT-RELATED: YES; ADDRESS: PO BOX 3785 FREDERICKSBURG, VA 22402; NATURE: DONOR ADVISED FUND; POSITION/TITLE/RELATIONSHIP: TRUST PROTECTOR; START DATE: 01/02/2021; HOURS/MONTH: 1; HOURS/MONTH - TRADING: 0; OTHER: RELATIONSHIP WITH TRUSTEE IS PERSONAL AND PREDATES CSP EMPLOYMENT 28. "SMITHSONIA, LLC",IS INVESTMENT RELATED,,REAL ESTATE,OWNER,2022-01-01,1 HOURS PER MONTH,0 HOURS PER MONTH DURING TRADING HOURS,NO COMPENSATION COMPENSATION,RENTAL PROPERTY; 29. 26455 NEWBANKS ROAD, LLC; REAL ESTATE; OWNER; 5/13/2021; 0 HRS; 30. SPS LAND, LLC; 307 AMELIA ST., FREDERICKSBURG, VA 22401; REAL ESTATE; OWNER; 10/6/2015; 31. TURNER STREET LAND, LLC; 307 AMELIA ST.; YES; REAL ESTATE; PARTNER OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Guy Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
1979 - 1983
Experience
Current
June 22, 2007 - Present
CARY STREET PARTNERS
Office #1: 250 Executive Center Parkway, Fredericksburg, VA 22401RIA
CRD#: 128545
FREDERICKSBURG, VA
Current
June 22, 2007 - Present
CARY STREET PARTNERS
Office #1: 1000 Winchester Street Suite 300, Fredericksburg, VA 22401BD
CRD#: 128089
Fredericksburg, VA
Past
October 1, 1999 - July 3, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FREDERICKSBURG, VA
Past
January 17, 1991 - July 3, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FREDERICKSBURG, VA
Past
April 23, 1986 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2016)
RR
California(6/22/2007)
RR
Colorado(6/22/2007)
RR
Delaware(6/22/2007)
RR
District of Columbia(6/22/2007)
RR
Florida(6/22/2007)
RR
Georgia(6/22/2007)
RR
Illinois(4/9/2020)
RR
Maine(9/2/2022)
RR
Maryland(6/22/2007)
RR
Missouri(1/8/2021)
RR
New Hampshire(3/25/2019)
RR
New Jersey(3/25/2019)
RR
New York(6/22/2007)
RR
North Carolina(6/22/2007)
IAR
North Carolina(1/10/2019)
RR
Ohio(9/25/2023)
RR
Oregon(5/3/2017)
RR
Pennsylvania(9/21/2022)
RR
Rhode Island(9/29/2023)
RR
South Carolina(8/15/2018)
RR
Tennessee(1/14/2013)
RR
Texas(4/5/2017)
IAR
Texas(1/5/2018)
RR
Virginia(6/22/2007)
IAR
Virginia(6/22/2007)
RR
West Virginia(11/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/21/1990
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Company Information
CARY STREET PARTNERS
Board Chairman, Financial Advisor, Managing DirectorCRD#: 128545Fredericksburg, VA 22401TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
