JM
John M. Mcneil
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 1477631
JM
Professional summary
John Maddison Mcneil, who also goes by John M Mcneil, John Maddison Mcneil, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John M Mcneil | John Maddison Mcneil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Maddison Mcneil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
December 13, 2018 - December 5, 2022
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Rockville, MD
Past
November 8, 2018 - January 7, 2019
I-BANKERS DIRECT, LLC
BD
CRD#: 167533
BOCA RATON, FL
Past
May 31, 2016 - November 9, 2018
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Columbia, MD
Past
January 2, 2014 - June 1, 2016
DAWSON JAMES SECURITIES, INC.
BD
CRD#: 130645
COLUMBIA, MD
Past
August 2, 2004 - January 10, 2014
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
BALTIMORE, MD
Past
December 15, 1994 - August 4, 2004
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
May 29, 1990 - August 29, 1995
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Past
March 31, 1989 - June 8, 1990
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 2, 1987 - April 8, 1989
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Past
August 14, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
BD
CRD#: 14447
Past
May 8, 1986 - August 19, 1986
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/22/2022)
RR
Alaska(12/22/2022)
RR
Arizona(12/22/2022)
RR
Arkansas(12/22/2022)
RR
California(12/22/2022)
RR
Colorado(12/22/2022)
RR
Connecticut(12/22/2022)
RR
Delaware(12/22/2022)
RR
District of Columbia(12/22/2022)
RR
Florida(12/22/2022)
RR
Georgia(12/22/2022)
RR
Hawaii(12/22/2022)
RR
Idaho(12/22/2022)
RR
Illinois(12/22/2022)
RR
Indiana(12/22/2022)
RR
Iowa(12/22/2022)
RR
Kansas(12/22/2022)
RR
Kentucky(12/22/2022)
RR
Louisiana(12/22/2022)
RR
Maine(12/22/2022)
RR
Maryland(12/22/2022)
RR
Massachusetts(12/22/2022)
RR
Michigan(12/22/2022)
RR
Minnesota(12/22/2022)
RR
Mississippi(12/22/2022)
RR
Missouri(12/22/2022)
RR
Montana(12/22/2022)
RR
Nebraska(12/22/2022)
RR
Nevada(12/22/2022)
RR
New Hampshire(12/22/2022)
RR
New Jersey(12/22/2022)
RR
New Mexico(12/22/2022)
RR
New York(12/22/2022)
RR
North Carolina(1/4/2023)
RR
North Dakota(12/22/2022)
RR
Ohio(1/3/2023)
RR
Oklahoma(12/22/2022)
RR
Oregon(12/22/2022)
RR
Pennsylvania(12/22/2022)
RR
Puerto Rico(12/22/2022)
RR
Rhode Island(12/22/2022)
RR
South Carolina(12/22/2022)
RR
South Dakota(12/22/2022)
RR
Tennessee(12/22/2022)
RR
Texas(12/22/2022)
RR
Utah(12/22/2022)
RR
Vermont(12/22/2022)
RR
Virgin Islands(2/2/2023)
RR
Virginia(12/22/2022)
RR
Washington(12/22/2022)
RR
West Virginia(12/22/2022)
RR
Wisconsin(12/22/2022)
RR
Wyoming(12/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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