Gary R. Zohn
Professional summary
Gary Robert Zohn, who also goes by Gary R Zohn, is a registered financial professional currently at HAMILTON EXECUTIONS LLC located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1988. Gary has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Robert Zohn's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2005 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
November 23, 1988 - December 12, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Current Firm
HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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