Gary L. Bowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Bowers was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1986. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - May 1, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 8, 2002 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - May 1, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 22, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
September 30, 1997 - October 31, 1997
ROBERT THOMAS SECURITIES, INC
July 25, 1988 - November 17, 1997
MARKETING ONE SECURITIES, INC.
May 27, 1988 - August 6, 1988
BERACHAH SECURITIES CORPORATION
September 30, 1986 - July 22, 1987
MORGAN STANLEY DW INC.
May 23, 1986 - October 10, 1986
I.M. SIMON & CO., INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
