RM
Richard D. Mack
TLG ADVISORS
Indianapolis, IN 46268
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CRD#: 1476655
RM
Professional summary
Richard Dale Mack, AIF® is a registered financial advisor currently at TLG ADVISORS, INC. located in Indianapolis, Indiana and THE LEADERS GROUP, INC. located in Indianapolis, Indiana.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Richard has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MACK FINANCIAL GROUP INC - 10/1/1980 - 3388 Founders Road, Suite 100, Indianapolis, IN 46268 - President, Management, Invt Rel, Insurance agency, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 1/7/2019 - 26 W. Dry Creek Circle, Suite 800, Littleton, CO 80104 - IAR Rep, Invt Rel, IAR Business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) LIFE INSURANCE DISTRIBUTION CONSULTING - 1/1/2024 -Via Telephone - Consulting, Consulting with insurance companies, Not Invt Rel, Insurance business, 5 hrs/mo; 0 hrs/mo (during trading hours). 4.) M FINANCIAL - 4/1/2025 - 3388 Founders Road, Suite 100, Indianapolis, IN 46268 - Committee member, Attend 3 quarterly zoom meetings of 1-1.5 hours each, Invt Rel, 5 hrs/mo; 5 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dale Mack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 7, 2019 - Present
TLG ADVISORS, INC.
Office #1: 3388 Founders Road Suite 100, Indianapolis, IN 46268RIA
CRD#: 111052
Indianapolis, IN
Current
January 3, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 3388 Founders Road Suite 100, Indianapolis, IN 46268BD
CRD#: 37157
Indianapolis, IN
Past
August 14, 2009 - December 31, 2018
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
INDIANAPOLIS, IN
Past
October 26, 2001 - September 15, 2005
D'ARCANGELO FAMILY WEALTH SERVICES, LLC
RIA
CRD#: 112138
PURCHASE, NY
Past
August 18, 2000 - December 31, 2018
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
INDIANAPOLIS, IN
Past
March 17, 1999 - July 31, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
January 4, 1999 - December 31, 2009
MACK FINANCIAL GROUP, INC.
RIA
CRD#: 111849
INDIANAPOLIS, IN
Past
March 20, 1986 - December 31, 1998
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2024)
RR
Connecticut(5/1/2025)
RR
Florida(1/3/2019)
RR
Illinois(2/8/2019)
RR
Indiana(1/3/2019)
IAR
Indiana(1/7/2019)
RR
New Jersey(2/25/2022)
RR
New York(1/3/2019)
RR
Ohio(1/3/2019)
RR
Pennsylvania(1/3/2019)
RR
South Dakota(5/1/2025)
RR
Tennessee(1/3/2019)
RR
Wyoming(1/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
