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Gary Steven Sheller

CFP®
SHELLER WEALTH MANAGEMENT
TROY, MO
·CRD# 1476642·38 years experience

Professional Summary

Gary Steven Sheller, CFP® is a registered financial advisor currently at SHELLER WEALTH MANAGEMENT, INC. located in Troy, Missouri and LPL FINANCIAL LLC located in Troy, Missouri. Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Gary has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Investment Planning
  • Comprehensive Financial Planning
  • Estate Planning
  • Insurance Planning
  • Retirement Planning

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1994

Years of Experience

38 years in the financial services industry

Current & Past Employments

SHELLER WEALTH MANAGEMENT, INC.·CRD# 289794
RIA
170 W. Cherry Street, Troy, MO 63379
October 5, 2017 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
170 W Cherry St, Troy, MO 63379
September 29, 2017 - Present
CUTTER & COMPANY, INC.·CRD# 22449
RIA
Troy, MO
June 23, 2006 - September 29, 2017
CUTTER & COMPANY, INC.·CRD# 22449
BD
Troy, MO
June 23, 2006 - September 29, 2017
STIFEL INDEPENDENT ADVISORS, LLC·CRD# 28218
RIA
Troy, MO
June 5, 1998 - June 26, 2006
STIFEL INDEPENDENT ADVISORS, LLC·CRD# 28218
BD
Troy, MO
May 15, 1998 - June 26, 2006
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
January 1, 1991 - May 21, 1998
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
June 21, 1988 - December 31, 1990

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Current Firm

SW
SHELLER WEALTH MANAGEMENT, INC.

SHELLER FINANCIAL SERVICES, INC. | SHELLER WEALTH MANAGEMENT, INC.

CRD#: 289794
Missouri
Registered Investment Advisory firm - Missouri (10/2/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (4/6/2018 Conditional Restricted)

Contact Information

Main Address

170 W. Cherry Street, Troy, MO 63379

Phone Number

(636) 528-5200

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

282

AUM (Assets Under Management)

$68,249,074

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/27/2017 - SOUTHWESTERN CAPITAL, INC./ REAL ESTATE RENTAL/ 1%/ TROY, MO 2. 09/27/2017 - OAKWIND FARMS HUNTING PRESERVE, INC./ OTHER - BUSINESS OWNER/ 0%/ TROY, MO 3. 09/27/2017 - REAL ESTATE RENTAL PROPERTY/ REAL ESTATE RENTAL/ 1%/ 170 W CHERRY ST TROY, MO 63379-1245; 481 MAIN ST TROY, MO 63379-1248 4. 09/27/2017 - THE OAKWIND CORPORATION, INC./ REAL ESTATE RENTAL/ 0%/ 16 RESIDENTIAL BUILDING LOTS AT WATERBROOKE ESTATES IN TROY, MO; 140 ACRES VACANT LAND NEXT TO WATERBROOKE ESTATES IN TROY, MO 5. 09/27/2017 - LINCOLN MANAGEMENT GROUP, INC./ REAL ESTATE RENTAL/ 1%/ TROY, MO 6. 09/27/2017 - TRICON MANAGEMENT, INC./ REAL ESTATE RENTAL/ 1%/ TROY, MO 7. 09/27/2017 - TRILOGY DEVELOPMENT, INC./ REAL ESTATE RENTAL/ 1%/ 31.93 ACRE TRACT IN T49N R1E S23 OF LINCOLN COUNTY, MISSOURI; UNSOLD LOTS IN SYCAMORE CREEK 8. 09/27/2017 - FAIRWAY LAND & CATTLE CO., INC./ REAL ESTATE RENTAL/ 1%/ 66 FAIRCREEK DR WINFIELD, MO 63389-3637; 42 FAIRCREEK DR, WINFIELD, MO 63389; 2323 S HWY W, WINFIELD, MO 63389; 81 SILVER MAPLE LANE, WINFIELD, MO 63389; 99 SURREY DR TROY, MO 63379; 103 SURREY DR TROY, MO 63379; 99 VAIL LANE TROY, MO 63379 9. 10/5/2017 - Sheller Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Sheller Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 8/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 10/19/2017 - Sheller Financial Services, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/15/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 11. 10/01//2017 - Sheller Financial Services - Not Investment Related - At Reported Business Locations(s) - Business entity for insurance, tax, and real estate purposes - 10 hrs/month; 10 hrs/month during trading hours - oversee and place sale of commissionable products. 12. 8/9/2017 - S/A Analytics, Inc - Investment Related - 170 W. Cherry St., Troy, MO 63379 - Research & Analysis - President - 10 hours per month - Researching and analyzing economic data 13. 01/29/2026 - Cherryway Properties LLC - 170 W. Cherry St., Troy, MO 63379 - Real Estate Property Management - 0% 14. 01/29/2026 - Gravensway Properties LLC - 170 W. Cherry St., Troy, MO 63379 -Real Estate Property Management - 0% 15. 01/29/2026 - Mainway Properties LLC - 170 W. Cherry St., Troy, MO 63379 -Real Estate Property Management - 0% 16. 12/16/1999 - Oakwind Estates - President - Operate Sanitary Sewer system for residents benefit at Waterbrooke Estates in Troy, MO - 1%

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/29/2017)
RR
Florida
(4/24/2025)
RR
Illinois
(9/29/2017)
RR
Missouri
(9/29/2017)
IAR
Missouri
(10/5/2017)
RR
North Carolina
(10/2/2017)
RR
Ohio
(9/29/2017)
RR
Texas
(9/29/2017)
IAR
Texas
(4/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gary Steven Sheller's CRS (Customer Relationship Summary).

Services Offered by Gary

  • Investment Planning
  • Comprehensive Financial Planning
  • Estate Planning
  • Insurance Planning
  • Retirement Planning

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