Thomas A. Ollquist
Professional summary
Thomas Andrew Ollquist is a registered financial professional currently at MFR SECURITIES, INC. located in Naples, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Andrew Ollquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2018 - Present
MFR SECURITIES, INC.
September 10, 2014 - May 31, 2018
THE WILLIAMS CAPITAL GROUP, L.P.
October 23, 2013 - September 10, 2014
ALPS DISTRIBUTORS, INC.
September 5, 2013 - October 30, 2013
THE WILLIAMS CAPITAL GROUP, L.P.
May 16, 2011 - September 18, 2013
BGC FINANCIAL, L.P.
November 3, 2008 - May 10, 2011
TRADITION SECURITIES AND DERIVATIVES LLC
November 14, 1988 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 25, 1987 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
March 21, 1986 - September 17, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2018)
(6/9/2018)
(6/9/2018)
(6/9/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MFR SECURITIES, INC.
CRD#: 36308 / SEC#: , 8-47186
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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