Jeffrey Brian Frankel
Professional Summary
Jeffrey Brian Frankel, who also goes by Jeffrey B Frankel, is a registered financial advisor currently at STUART FRANKEL & CO., INCORPORATED located in Palm Beach, Florida. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey B Frankel
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
STUART FRANKEL & CO | STUART FRANKEL & CO., INCORPORATED
Contact Information
Main Address
60 Cutter Mill Road Suite 210, Great Neck, NY 11021Mailing Address
60 Cutter Mill Road Suite 210, Great Neck, NY 11021Phone Number
(212) 943-8787Established
New York since 08/21/1987Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/11/2000)
(4/6/2006)
(4/1/2014)
(4/11/2001)
(8/11/2000)
(9/20/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2002SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Brian Frankel's CRS (Customer Relationship Summary).
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