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Pamela Denise Lawson

CRD# 1475253·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Pamela is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Pamela Denise Lawson, who also goes by Pamela Coffin Lawson, was a registered financial advisor. Pamela was a previously registered financial professional and started their career in finance 1986 - 2017. Pamela had worked at 1 firm and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pamela Coffin Lawson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

LAWSON FINANCIAL CORPORATION·CRD# 15261
BD
Phoenix, AZ
July 17, 1986 - January 31, 2017

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Current Firm

LF
LAWSON FINANCIAL CORPORATION

LAWSON FINANCIAL CORPORATION

CRD#: 15261 / SEC#: 8-32099
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

Florida since 05/17/1984

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
LAWSON, PAMELA DENISESEC, COO1475253
LAWSON, ROBERT WARRENPRESIDENT/CEO/CCO501167

Disclosures

Regulatory Event

15

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jul 1986About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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