Mark T. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Thomas Jones was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 19 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - June 19, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
September 25, 2013 - December 31, 2013
FARMERS FINANCIAL SOLUTIONS, LLC
August 9, 2011 - October 11, 2011
WADDELL & REED
May 18, 2007 - July 25, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 16, 2005 - December 31, 2006
BROKERSXPRESS LLC
March 25, 2003 - December 7, 2004
U.S. BANCORP INVESTMENTS, INC.
May 3, 2002 - February 13, 2003
WAMU INVESTMENTS, INC.
July 30, 2001 - April 29, 2002
QUICK & REILLY, INC.
March 22, 1999 - June 7, 2001
BANCWEST INVESTMENT SERVICES, INC.
October 6, 1997 - March 26, 1999
MARKETING ONE SECURITIES, INC.
January 22, 1996 - September 25, 1997
BA INVESTMENT SERVICES, INC.
August 7, 1995 - December 6, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
June 1, 1995 - June 26, 1995
ESSEX NATIONAL SECURITIES, LLC
April 5, 1995 - June 20, 1995
FIRST INTERSTATE INVESTMENTS,INC.
January 1, 1995 - March 9, 1995
COMERICA SECURITIES
September 1, 1994 - January 1, 1995
COMERICA FINANCIAL SERVICES, INC.
October 25, 1993 - July 26, 1994
WELLS FARGO SECURITIES INC.
September 13, 1993 - October 25, 1993
MARKETING ONE SECURITIES, INC.
August 26, 1991 - August 2, 1993
MARKETING ONE SECURITIES, INC.
April 28, 1989 - January 23, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
June 26, 1986 - May 30, 1989
MORGAN STANLEY DW INC.
March 19, 1986 - June 25, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
