RD
Rosemary A. Dinardo
STRATEGIC ADVISERS LLC
PEORIA, AZ
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CRD#: 1474923
RD
Professional summary
Rosemary Anne Dinardo is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Peoria, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Rosemary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Rosemary has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rosemary Anne Dinardo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PEORIA, AZ
Current
September 7, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
December 21, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PEORIA, AZ
Past
January 3, 2020 - August 21, 2020
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
March 11, 2013 - August 21, 2020
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Past
June 17, 1996 - December 31, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
SURPRISE, AZ
Past
June 17, 1996 - March 14, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SURPRISE, AZ
Past
January 4, 1991 - June 20, 1996
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 21, 1987 - January 2, 1991
GRIFFIN FINANCIAL SERVICES
BD
CRD#: 10823
Past
February 18, 1987 - December 10, 1987
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Past
May 23, 1986 - January 8, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BD
CRD#: 76
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2021)
RR
Alaska(9/16/2021)
RR
Arizona(9/8/2021)
IAR
Arizona(3/31/2025)
RR
Arkansas(9/9/2021)
RR
California(9/8/2021)
RR
Colorado(9/9/2021)
RR
Connecticut(9/8/2021)
RR
Delaware(9/9/2021)
RR
District of Columbia(9/10/2021)
RR
Florida(9/8/2021)
RR
Georgia(9/8/2021)
RR
Hawaii(9/8/2021)
RR
Idaho(9/8/2021)
RR
Illinois(9/10/2021)
RR
Indiana(9/8/2021)
RR
Iowa(9/16/2021)
RR
Kansas(9/8/2021)
RR
Kentucky(9/10/2021)
RR
Louisiana(9/14/2021)
RR
Maine(9/8/2021)
RR
Maryland(9/8/2021)
RR
Massachusetts(9/8/2021)
RR
Michigan(9/8/2021)
RR
Minnesota(9/9/2021)
RR
Mississippi(9/9/2021)
RR
Missouri(9/8/2021)
RR
Montana(9/10/2021)
RR
Nebraska(9/8/2021)
RR
Nevada(9/15/2021)
RR
New Hampshire(9/8/2021)
RR
New Jersey(9/9/2021)
RR
New Mexico(9/9/2021)
RR
New York(9/9/2021)
RR
North Carolina(9/10/2021)
RR
North Dakota(9/13/2021)
RR
Ohio(9/8/2021)
RR
Oklahoma(9/13/2021)
RR
Oregon(9/10/2021)
RR
Pennsylvania(9/8/2021)
RR
Puerto Rico(9/8/2021)
RR
Rhode Island(9/8/2021)
RR
South Carolina(9/9/2021)
RR
South Dakota(9/14/2021)
RR
Tennessee(9/9/2021)
RR
Texas(9/8/2021)
IAR
Texas(3/31/2025)
RR
Utah(9/8/2021)
RR
Vermont(9/8/2021)
RR
Virgin Islands(8/27/2025)
RR
Virginia(9/20/2021)
RR
Washington(9/9/2021)
RR
West Virginia(9/21/2021)
RR
Wisconsin(9/9/2021)
RR
Wyoming(9/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
