Paul Zingarini
Professional summary
Paul Zingarini, who also goes by Paul Christian Zingarini, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Zingarini's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2020 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169February 3, 2017 - September 9, 2019
MUFG SECURITIES AMERICAS INC.
June 26, 2008 - March 30, 2016
RBC CAPITAL MARKETS, LLC
August 12, 1998 - September 1, 1998
SALOMON BROTHERS INC.
August 12, 1998 - June 27, 2008
CITIGROUP GLOBAL MARKETS INC.
May 28, 1998 - July 24, 1998
MILLER TABAK HIRSCH & CO.
August 25, 1987 - February 12, 1998
CITIGROUP GLOBAL MARKETS INC.
March 19, 1986 - September 10, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2022)
(12/23/2020)
(12/23/2020)
(1/4/2022)
(1/4/2022)
(12/23/2020)
(12/23/2020)
(12/23/2020)
(5/18/2020)
(12/23/2020)
(12/23/2020)
(12/23/2020)
(9/11/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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