Mark K. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Kendall Lane, who also goes by Mark K Lane, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 12 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2017 - February 1, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
May 13, 2002 - November 4, 2003
ONEAMERICA SECURITIES, INC.
August 16, 2001 - November 15, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 9, 2001 - November 15, 2001
ROBERT W. BAIRD & CO. INCORPORATED
January 3, 1996 - January 1, 1997
OSAIC FA, INC.
January 3, 1996 - February 23, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 16, 1995 - December 6, 1995
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
April 19, 1991 - May 24, 1994
WALNUT STREET SECURITIES, INC.
August 28, 1989 - April 24, 1990
ATLANTA SECURITIES & INVESTMENTS, INC.
November 18, 1988 - July 21, 1989
MONARCH SECURITIES, INC.
September 8, 1987 - December 15, 1988
CITADEL CAPITAL GROUP, INC.
March 19, 1986 - May 13, 1988
LANE, MCNALLY & JACKSON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
