Craig S. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Scott Lawson was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2004 - September 3, 2013
SIGNATOR FINANCIAL SERVICES, INC.
February 15, 2001 - August 12, 2004
VALIC FINANCIAL ADVISORS, INC.
April 24, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
April 24, 2000 - August 12, 2004
VALIC FINANCIAL ADVISORS, INC.
July 1, 1996 - April 3, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 24, 1996 - July 1, 1996
NATIONWIDE SECURITIES, LLC
March 14, 1996 - May 16, 1996
NATIONAL PLANNING CORPORATION
June 7, 1993 - April 15, 1994
IFMG SECURITIES, INC.
January 8, 1992 - June 9, 1993
1717 CAPITAL MANAGEMENT COMPANY
January 16, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
January 16, 1990 - November 26, 1991
MONY SECURITIES CORPORATION
April 8, 1986 - October 21, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATOR FINANCIAL SERVICES, INC.
CRD#: 19061 / SEC#: 801-66750, 8-37112
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ABERIZK, EMIL JOSEPH JR | DIRECTOR | 1049525 |
| ARMSTRONG, ABIGAIL MARIE | SECRETARY/CLERK & COUNSEL | 1239945 |
| CLARK, JEFFREY STEPHEN | VICE PRESIDENT, DIRECTOR OF FINANCE, FINANCIAL PRINCIPAL | 4974902 |
| HEAPPS, BRIAN BASIL | DIRECTOR | 1666475 |
| HORACK, THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER | 861315 |
| K VD HAGEN, HALINA | DIRECTOR | 6582303 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | DIRECTOR | 4364402 |
| SUMINSKI, JOHN WILLIAM | DIRECTOR | 6009337 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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