Edward J. Adrion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward James Adrion, who also goes by Edward Adrion, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2015 - December 31, 2015
TANGENT CAPITAL PARTNERS, LLC
August 4, 2014 - May 19, 2015
AEGIS CAPITAL CORP.
January 12, 2010 - December 31, 2010
W. P. STEWART SECURITIES LLC
December 12, 1996 - December 1, 2009
REICH & TANG DISTRIBUTORS, INC.
July 21, 1992 - November 19, 1996
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
March 30, 1989 - October 4, 1994
CHARLES SCHWAB & CO., INC.
November 23, 1988 - March 15, 1989
TD AMERITRADE, INC.
November 25, 1987 - November 14, 1988
FLEET BROKERAGE SECURITIES, INC.
September 23, 1986 - May 8, 1987
CITIGROUP GLOBAL MARKETS INC.
May 31, 1986 - August 29, 1986
ROONEY, PACE INC.
March 19, 1986 - May 17, 1986
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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