JA
Julie R. Abrams
BROOKSTONE CAPITAL MANAGEMENT LLC
Tampa, FL 33607
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CRD#: 1473328
JA
Professional summary
Julie Rae Abrams, who also goes by Julie R Abrams, Julie Rae Frankel, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Tampa, Florida.
Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Julie has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julie R Abrams | Julie Rae Frankel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Abrams Financial Group, President, owner, 9980 South 300 West Suite 200, Sandy, UT 84070. Insurance Sales 30 hours a week.
CRS (Client Relationship Summary) - RIA
Click below to view Julie Rae Abrams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2020 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 2202 N. Westshore Blvd. Suite 200, Tampa, FL 33607Office #2: 9980 South 300 West #200, Sandy, UT 84070RIA
CRD#: 141413
Tampa, FL
Past
October 15, 2019 - May 12, 2020
ACCURATE WEALTH MANAGEMENT, LLC
RIA
CRD#: 298137
Holladay, UT
Past
March 11, 2015 - September 13, 2019
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
Sandy, UT
Past
October 31, 2014 - February 20, 2015
KELLY HAFT REGISTERED INVESTMENT ADVISORY, LLC
RIA
CRD#: 149166
IRVINE, CA
Past
May 20, 2010 - October 31, 2014
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
SALT LAKE CITY, UT
Past
August 7, 2009 - May 21, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SALT LAKE CITY, UT
Past
June 26, 2008 - August 10, 2009
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
SALT LAKE CITY, UT
Past
January 2, 2008 - June 30, 2008
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
CENTERVILLE, UT
Past
February 2, 2006 - December 31, 2007
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
SANDY, UT
Past
November 2, 2004 - February 7, 2006
AMERICAN FUNDS & TRUSTS INCORPORATED
BD
CRD#: 1066
SALT LAKE CITY, UT
Past
August 12, 2003 - October 25, 2004
AFS BROKERAGE, INC.
BD
CRD#: 25924
AUSTIN, TX
Past
April 29, 2002 - February 12, 2003
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/27/2020)
IAR
Utah(8/25/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Tampa, FL 33607TRUST BUT VERIFY
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