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MC

Mark S. Cherlin

NEXTREND SECURITIES
Austin, TX 78711
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CRD#: 1473238
MC

Professional summary


Mark Scott Cherlin is a registered financial professional currently at NEXTREND SECURITIES, INC. located in Austin, Texas.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 31, Series 7, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Scott Cherlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 31, 1997 - Present

NEXTREND SECURITIES, INC.

Office #1: P O Box 12108, Austin, TX 78711
BD
CRD#: 43710
Austin, TX
Past

May 19, 1997 - March 9, 1998

ADVANTAGE SECURITIES

BD
CRD#: 42879
HOUSTON, TX
Past

January 21, 1994 - May 21, 1996

D.E. FREY & COMPANY, INC.

BD
CRD#: 23595
DENVER, CO
Past

June 14, 1990 - January 6, 1994

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 8, 1990 - July 9, 1990

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

May 14, 1988 - January 24, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 19, 1986 - May 14, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/27/2000)
RR
Connecticut
(3/8/2019)
RR
Florida
(3/3/1998)
RR
Illinois
(3/2/2020)
RR
Maryland
(5/30/2019)
RR
Massachusetts
(6/14/2019)
RR
New York
(7/6/2000)
RR
Texas
(10/13/1997)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/25/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 2/22/2012
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NEXTREND SECURITIES, INC.
FIVE STAR TRADING, INC. | NEXTREND TRADING, INC. | NEXTREND SECURITIES, INC.

CRD#: 43710 / SEC#: , 8-50378

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
State Of Texas Address Confidentiality, Austin, TX 78711
Mailing Address
Po Box 12108, Austin, TX 78711
Phone number
(214) 668-1133
Established
Texas since 07/24/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NEXTREND TECHNOLOGIES, INC.SHAREHOLDER
CHERLIN, MARK SCOTTCHAIRMAN, CEO, PRESIDENT & CHIEF COMPLIANCE OFFICER1473238
THORNTON, STEVEN LEEFINOP4496384

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEXTREND SECURITIES, INC.

CRD#: 43710Austin, TX 78711

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