RP
Ronald A. Peters
CETERA INVESTMENT ADVISERS LLC
GROVE CITY, PA 16127
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CRD#: 1471882
RP
Professional summary
Ronald Allen Peters, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grove City, Pennsylvania and VICUS CAPITAL, INC. located in Grove City, Pennsylvania.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Ronald has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 25 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 2/1976 2. NAME OF OTHER BUSINESS: IRON POINT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: 4 VILLAGE PARK DRIVE STE 170, GROVE CITY, PA 16127; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: CLARION FOREST COUNTY VISITING NURSES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 27 PERKINS ROAD CLARION, PA 16214; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.50; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL, REVIEW AND APPROVE HIRING POSITIONS, APPROVE SOME BUSINESS PLANS AND ADDRESS PROBLEMS; 4. NAME OF OTHER BUSINESS: VICUS CAPITAL - CRD#116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 10/2024; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING ;
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Allen Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4 Village Park Dr Ste 170, Grove City, PA 16127RIA
CRD#: 105644
GROVE CITY, PA
Current
October 21, 2024 - Present
VICUS CAPITAL, INC.
Office #1: 4 Village Park Drive, Suite 170, Grove City, PA 16127RIA
CRD#: 116021
Grove City, PA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4 Village Park Dr Ste 170, Grove City, PA 16127BD
CRD#: 13572
Grove City, PA
Past
February 17, 2015 - September 27, 2024
STRATEGIC LIFESTYLE ADVISORS, INC.
RIA
CRD#: 115984
GREENVILLE, PA
Past
February 12, 2015 - December 31, 2016
VANTAGE FINANCIAL GROUP, INC.
RIA
CRD#: 105950
NEW BETHLEHEM, PA
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NEW BETHLEHEM, PA
Past
July 19, 2007 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
NEW BETHLEHEM, PA
Past
April 10, 2002 - November 2, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
GREENVILLE, PA
Past
October 24, 1989 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
NEW BETHLEHEM, PA
Past
July 3, 1989 - October 10, 1989
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
October 24, 1986 - July 3, 1989
RICHARDS, LYNCH & PEGHER, INC.
BD
CRD#: 8230
Past
April 4, 1986 - October 18, 1989
C.A.L. INVESTMENT SERVICES INC.
BD
CRD#: 15642
SASKATCHEWAN S4P 3B1,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Florida(9/3/2013)
RR
Kansas(2/14/2020)
RR
Massachusetts(9/3/2013)
RR
New York(6/14/2016)
RR
Ohio(9/3/2013)
RR
Pennsylvania(9/3/2013)
IAR
Pennsylvania(6/29/2023)
RR
Virginia(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
