Douglas D. Rentschler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Duncan Rentschler, who also goes by Doug Rentschler, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1986. Douglas had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - November 7, 2016
INVESCO ADVISERS, INC.
August 31, 2005 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
August 9, 2005 - March 11, 2016
INVESCO DISTRIBUTORS, INC.
March 4, 1997 - August 9, 2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 24, 1997 - April 18, 1997
SUNAMERICA SECURITIES, INC.
May 6, 1992 - August 25, 1995
BNY MELLON SECURITIES CORPORATION
May 2, 1989 - February 10, 1992
TRANSAMERICA CAPITAL, LLC
August 4, 1988 - January 17, 1989
CNL, INC.
February 22, 1988 - May 31, 1988
MERRICO INVESTMENTS CORPORATION
March 20, 1986 - February 16, 1988
COREBRIDGE CAPITAL SERVICES, INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
